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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

47 hedge funds and large institutions have $77.8M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

22% more capital invested

Capital invested by funds: $63.6M → $77.8M (+$14.2M)

0% more funds holding

Funds holding: 4747 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
18
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.6M +$1.17M +145,132 +5%
Wells Fargo
2
Wells Fargo
California
$9.66M +$622K +77,326 +7%
Bank of America
3
Bank of America
North Carolina
$6.08M -$49.7K -6,185 -0.8%
RJA
4
Raymond James & Associates
Florida
$4.98M +$2.57M +319,846 +113%
BCA
5
Biltmore Capital Advisors
New Jersey
$4.12M +$2.12M +263,268 +112%
Invesco
6
Invesco
Georgia
$3.65M -$46.8K -5,826 -1%
SPIA
7
Steward Partners Investment Advisory
New York
$2.91M -$66.9K -8,320 -2%
UBS Group
8
UBS Group
Switzerland
$2.75M -$103K -12,758 -4%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.68M +$85.9K +10,692 +3%
RVPG
10
Relative Value Partners Group
$2.25M -$611K -76,041 -22%
SCM
11
Sterneck Capital Management
Missouri
$1.73M
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.32M -$48K -5,969 -4%
COLIM
13
City of London Investment Management
United Kingdom
$1.17M +$1.14M +141,615 New
SFS
14
Shaker Financial Services
Virginia
$1.12M +$675K +83,959 +164%
RCM
15
Rivernorth Capital Management
Florida
$922K -$462K -57,457 -34%
Stifel Financial
16
Stifel Financial
Missouri
$731K +$13K +1,612 +2%
BRWM
17
B. Riley Wealth Management
Tennessee
$584K +$3.54K +440 +0.6%
LPL Financial
18
LPL Financial
California
$555K +$262K +32,574 +94%
CHAM
19
Clear Harbor Asset Management
Connecticut
$442K +$1.61K +200 +0.4%
Truist Financial
20
Truist Financial
North Carolina
$415K +$15.1K +1,880 +4%
Millennium Management
21
Millennium Management
New York
$365K +$355K +44,214 New
ACM
22
Arlington Capital Management
Illinois
$334K -$128K -15,875 -28%
CAN
23
Cetera Advisor Networks
California
$310K +$301K +37,482 New
AA
24
AQR Arbitrage
Connecticut
$292K +$181K +22,570 +177%
CWS
25
Cypress Wealth Services
California
$289K

FIV Hedge Fund Activity: Q2 2020 in Review

47 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q2 2020, worth a combined $77.8M — up 22% from $63.6M a quarter earlier.

Fund positioning in FIV was balanced in Q2 2020: 4 funds opened new positions, 4 closed out, 18 added to existing stakes and 14 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.57M. The largest seller was Virtus ETF Advisers, cutting an estimated $1.29M.

  • 47 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q2 2020, unchanged from Q1 2020.
  • Funds reported $77.8M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q2 2020, up 22% quarter-over-quarter.
  • 4 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q2 2020 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q2 2020 was Raymond James & Associates, an estimated $2.57M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q2 2020 was Virtus ETF Advisers, an estimated $1.29M sold.

Based on aggregated 13F filings for Q2 2020.