FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

47 hedge funds and large institutions have $77.8M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
18
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$25.6M 3,095,343 +145,132 +5%
Wells Fargo
2
Wells Fargo
California
$9.66M 1,169,424 +77,326 +7%
Bank of America
3
Bank of America
North Carolina
$6.08M 736,060 -6,185 -0.8%
RJA
4
Raymond James & Associates
Florida
$4.98M 603,290 +319,846 +113%
BCA
5
Biltmore Capital Advisors
New Jersey
$4.12M 498,160 +263,268 +112%
Invesco
6
Invesco
Georgia
$3.65M 441,403 -5,826 -1%
SPIA
7
Steward Partners Investment Advisory
New York
$2.91M 352,633 -8,320 -2%
UBS Group
8
UBS Group
Switzerland
$2.75M 332,858 -12,758 -4%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.68M 324,925 +10,692 +3%
RVPG
10
Relative Value Partners Group
$2.25M 272,285 -76,041 -22%
SCM
11
Sterneck Capital Management
Missouri
$1.73M 208,867
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.32M 159,970 -5,969 -4%
COLIM
13
City of London Investment Management
United Kingdom
$1.17M 141,615 +141,615 New
SFS
14
Shaker Financial Services
Virginia
$1.12M 135,052 +83,959 +164%
RCM
15
Rivernorth Capital Management
Florida
$922K 111,655 -57,457 -34%
Stifel Financial
16
Stifel Financial
Missouri
$731K 88,573 +1,612 +2%
BRWM
17
B. Riley Wealth Management
Tennessee
$584K 70,731 +440 +0.6%
LPL Financial
18
LPL Financial
California
$555K 67,189 +32,574 +94%
CHAM
19
Clear Harbor Asset Management
Connecticut
$442K 53,495 +200 +0.4%
Truist Financial
20
Truist Financial
North Carolina
$415K 50,252 +1,880 +4%
Millennium Management
21
Millennium Management
New York
$365K 44,214 +44,214 New
ACM
22
Arlington Capital Management
Illinois
$334K 40,485 -15,875 -28%
CAN
23
Cetera Advisor Networks
California
$310K 37,482 +37,482 New
AA
24
AQR Arbitrage
Connecticut
$292K 35,314 +22,570 +177%
CWS
25
Cypress Wealth Services
California
$289K 35,000