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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

46 hedge funds and large institutions have $103M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $93M → $103M (+$9.72M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 4846 (-2)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

57% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 21

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
9
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$19.5M +$5.59M +585,036 +41%
Morgan Stanley
2
Morgan Stanley
New York
$18.9M -$1.36M -142,313 -7%
Bank of America
3
Bank of America
North Carolina
$9.56M -$1.51M -157,545 -14%
RVPG
4
Relative Value Partners Group
$7.76M +$4M +418,302 +108%
Wells Fargo
5
Wells Fargo
California
$7.48M -$1.23M -128,515 -14%
RJA
6
Raymond James & Associates
Florida
$7.01M -$58.6K -6,128 -0.8%
BCA
7
Biltmore Capital Advisors
New Jersey
$6.05M -$160K -16,719 -3%
SIA
8
Sit Investment Associates
Minnesota
$3.61M +$3.58M +374,829 New
OIM
9
Oder Investment Management
California
$2.23M -$13.3K -1,393 -0.6%
UBS Group
10
UBS Group
Switzerland
$2.1M -$156K -16,345 -7%
NCM
11
Narwhal Capital Management
Georgia
$1.86M -$2.61K -273 -0.1%
SCM
12
Sterneck Capital Management
Missouri
$1.84M -$13.6K -1,422 -0.7%
Millennium Management
13
Millennium Management
New York
$1.79M
ACM
14
Arlington Capital Management
Illinois
$1.31M +$305K +31,880 +31%
SPIA
15
Steward Partners Investment Advisory
New York
$1.28M +$123K +12,820 +11%
COLIM
16
City of London Investment Management
United Kingdom
$1.2M +$785K +82,043 +192%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$1.05M -$29.8K -3,117 -3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$997K +$890K +93,077 +904%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$854K -$113K -11,852 -12%
Stifel Financial
20
Stifel Financial
Missouri
$659K -$157K -16,413 -19%
Jane Street
21
Jane Street
New York
$550K +$546K +57,102 New
Osaic Holdings
22
Osaic Holdings
Arizona
$548K -$159K -16,614 -23%
SFS
23
Shaker Financial Services
Virginia
$416K -$1.75M -183,151 -81%
Mariner
24
Mariner
Kansas
$410K +$47.9K +5,014 +13%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$370K -$15.9K -1,666 -4%

FIV Hedge Fund Activity: Q3 2021 in Review

46 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q3 2021, worth a combined $103M — up 10% from $93M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FIV and 6 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 9 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $5.59M. The largest seller was Shaker Financial Services, cutting an estimated $1.75M.

  • 46 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q3 2021, down from 48 in Q2 2021.
  • Funds reported $103M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q3 2021, up 10% quarter-over-quarter.
  • 6 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q3 2021 and 8 closed out, a net change of -2 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q3 2021 was Rivernorth Capital Management, an estimated $5.59M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q3 2021 was Shaker Financial Services, an estimated $1.75M sold.

Based on aggregated 13F filings for Q3 2021.