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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

35 hedge funds and large institutions have $54.8M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

68% more capital invested

Capital invested by funds: $32.6M → $54.8M (+$22.2M)

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

46% more funds holding

Funds holding: 2435 (+11)

Holders
35
Holders Change
+11
Holders Change %
+45.83%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
11
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$17.1M +$17.5M +1,873,238 New
Morgan Stanley
2
Morgan Stanley
New York
$10.6M +$921K +98,369 +9%
Wells Fargo
3
Wells Fargo
California
$5.71M +$374K +39,970 +7%
Bank of America
4
Bank of America
North Carolina
$3.21M -$304K -32,411 -8%
MIG
5
Mariner Investment Group
New York
$2.51M +$2.58M +275,000 New
Invesco
6
Invesco
Georgia
$2.25M +$174K +18,570 +8%
WAM
7
Wolverine Asset Management
Illinois
$2.13M +$2.15M +229,272 +5,735%
UBS Group
8
UBS Group
Switzerland
$1.58M -$1.59M -170,310 -50%
IA
9
Icon Advisers
Colorado
$1.36M +$168K +17,958 +14%
SFS
10
Shaker Financial Services
Virginia
$1.36M +$1.39M +148,621 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$954K -$370K -39,520 -27%
Ameriprise
12
Ameriprise
Minnesota
$710K +$84.6K +9,033 +13%
SCM
13
Sterneck Capital Management
Missouri
$568K +$582K +62,176 New
BTS
14
BB&T Securities
Virginia
$469K -$746K -79,651 -61%
Stifel Financial
15
Stifel Financial
Missouri
$410K +$110K +11,780 +36%
Squarepoint
16
Squarepoint
New York
$387K +$396K +42,334 New
WAM
17
Weiss Asset Management
Massachusetts
$384K +$394K +42,107 New
PAS
18
Partnervest Advisory Services
California
$338K +$346K +36,992 New
PCM
19
Pointe Capital Management
Michigan
$306K
SIA
20
Starfire Investment Advisers
Michigan
$306K +$314K +33,500 New
PAG
21
Private Advisor Group
New Jersey
$279K +$281K +30,000 New
Citadel Advisors
22
Citadel Advisors
Florida
$243K +$250K +26,657 New
SG
23
StoneX Group
New York
$229K +$25.3K +2,700 +12%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$188K +$174K +18,600 +930%
CAN
25
Cetera Advisor Networks
California
$182K +$188K +20,050 New

FIV Hedge Fund Activity: Q4 2017 in Review

35 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q4 2017, worth a combined $54.8M — up 68% from $32.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FIV positions and 4 closed out — a net gain of 11 holders — while 11 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $17.5M. The largest seller was UBS Group, cutting an estimated $1.59M.

  • 35 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q4 2017, up from 24 in Q3 2017.
  • Funds reported $54.8M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q4 2017, up 68% quarter-over-quarter.
  • 15 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q4 2017 and 4 closed out, a net change of +11 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q4 2017 was Rivernorth Capital Management, an estimated $17.5M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q4 2017 was UBS Group, an estimated $1.59M sold.

Based on aggregated 13F filings for Q4 2017.