ACG Wealth’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

ACG Wealth’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,156	Closed	-$94K	–	332
2018 Q2	$94K	Sell	10,156 -1,973	-16%	-$18.5K	0.01%	288
2018 Q1	$114K	Buy	+12,129	New	+$113K	0.02%	297
2017 Q4	–	Sell	-77,390	Closed	-$750K	–	348
2017 Q3	$750K	Sell	77,390 -96,438	-55%	-$949K	0.13%	136
2017 Q2	$1.75M	Sell	173,828 -170,778	-50%	-$1.7M	0.29%	92
2017 Q1	$3.42M	Buy	+344,606	New	+$3.46M	0.63%	45

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

ACG Wealth's FIV Position: Q3 2018 in Review

ACG Wealth sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q3 2018, closing a stake of 10,156 shares — an estimated $94K sold.

ACG Wealth first reported a position in FIV in Q1 2017 and held it in 5 quarters. The position peaked at $3.42M in Q1 2017. 35 funds tracked by Wall St. Rank hold FIV as of Q3 2018.

ACG Wealth reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q3 2018 after selling out during the quarter.
ACG Wealth sold 10,156 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q3 2018, an estimated $94K.
ACG Wealth first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q1 2017 and held it in 5 quarters.
ACG Wealth's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $3.42M in Q1 2017.
35 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q3 2018.

Based on ACG Wealth's 13F filing for Q3 2018, filed 9 Oct 2018.