Mariner Investment Group’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Mariner Investment Group’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-63,311	Closed	-$582K	–	101
2019 Q4	$582K	Hold	63,311	–	–	0.65%	47
2019 Q3	$560K	Sell	63,311 -5,284	-8%	-$47.1K	0.87%	29
2019 Q2	$610K	Hold	68,595	–	–	1.07%	32
2019 Q1	$600K	Hold	68,595	–	–	0.81%	42
2018 Q4	$567K	Sell	68,595 -28,738	-30%	-$256K	0.79%	52
2018 Q3	$905K	Sell	97,333 -68,785	-41%	-$639K	1.84%	21
2018 Q2	$1.54M	Sell	166,118 -101,831	-38%	-$956K	3.32%	8
2018 Q1	$2.51M	Sell	267,949 -7,051	-3%	-$65.7K	2.47%	7
2017 Q4	$2.51M	Buy	+275,000	New	+$2.58M	1.05%	17

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

Mariner Investment Group's FIV Position: Q1 2020 in Review

Mariner Investment Group sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q1 2020, closing a stake of 63,311 shares — an estimated $582K sold.

Mariner Investment Group first reported a position in FIV in Q4 2017 and held it in 9 quarters. The position peaked at $2.51M in Q4 2017. 47 funds tracked by Wall St. Rank hold FIV as of Q1 2020.

Mariner Investment Group reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q1 2020 after selling out during the quarter.
Mariner Investment Group sold 63,311 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q1 2020, an estimated $582K.
Mariner Investment Group first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q4 2017 and held it in 9 quarters.
Mariner Investment Group's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $2.51M in Q4 2017.
47 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q1 2020.

Based on Mariner Investment Group's 13F filing for Q1 2020, filed 15 May 2020.