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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

47 hedge funds and large institutions have $63.6M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

0% more funds holding

Funds holding: 4747 (0)

10% less capital invested

Capital invested by funds: $70.5M → $63.6M (-$6.9M)

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
17
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.6M +$2.26M +261,001 +10%
Wells Fargo
2
Wells Fargo
California
$8.01M +$1.44M +166,436 +18%
Bank of America
3
Bank of America
North Carolina
$5.44M +$209K +24,180 +3%
Invesco
4
Invesco
Georgia
$3.28M +$202K +23,404 +6%
SPIA
5
Steward Partners Investment Advisory
New York
$2.65M +$1.03M +119,485 +49%
RVPG
6
Relative Value Partners Group
$2.55M -$209K -24,150 -6%
UBS Group
7
UBS Group
Switzerland
$2.53M +$324K +37,533 +12%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.3M +$2.72M +314,233 New
RJA
9
Raymond James & Associates
Florida
$2.08M +$875K +101,247 +56%
BCA
10
Biltmore Capital Advisors
New Jersey
$1.72M +$2.03M +234,892 New
SCM
11
Sterneck Capital Management
Missouri
$1.53M -$51.9K -6,004 -3%
VEA
12
Virtus ETF Advisers
New York
$1.38M -$358K -41,409 -18%
RCM
13
Rivernorth Capital Management
Florida
$1.24M +$1.46M +169,112 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.22M -$277K -32,101 -16%
Stifel Financial
15
Stifel Financial
Missouri
$641K +$200K +23,202 +36%
BRWM
16
B. Riley Wealth Management
Tennessee
$515K +$380K +43,961 +167%
ACM
17
Arlington Capital Management
Illinois
$413K -$32.9K -3,807 -6%
CHAM
18
Clear Harbor Asset Management
Connecticut
$391K +$29.2K +3,375 +7%
SFS
19
Shaker Financial Services
Virginia
$375K -$64.9K -7,515 -13%
Truist Financial
20
Truist Financial
North Carolina
$355K +$4.32K +500 +1%
TI
21
Tidal Investments
Wisconsin
$327K +$386K +44,691 New
CWS
22
Cypress Wealth Services
California
$257K
LPL Financial
23
LPL Financial
California
$254K -$66.4K -7,682 -18%
Ameriprise
24
Ameriprise
Minnesota
$237K -$13.9K -1,608 -5%
IAIM
25
International Assets Investment Management
Florida
$219K +$258K +29,870 New

FIV Hedge Fund Activity: Q1 2020 in Review

47 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q1 2020, worth a combined $63.6M — down 9.8% from $70.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FIV positions and 7 closed out — a net gain of 2 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.26M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $582K sold.

  • 47 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $63.6M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q1 2020, down 9.8% quarter-over-quarter.
  • 9 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q1 2020 and 7 closed out, a net change of +2 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q1 2020 was Morgan Stanley, an estimated $2.26M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q1 2020 was Mariner Investment Group, an estimated $582K sold.

Based on aggregated 13F filings for Q1 2020.