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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

43 hedge funds and large institutions have $66.5M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

10% more funds holding

Funds holding: 3943 (+4)

3% more capital invested

Capital invested by funds: $64.6M → $66.5M (+$1.91M)

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
20
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.8M +$1.64M +184,972 +6%
Wells Fargo
2
Wells Fargo
California
$8.18M +$381K +42,890 +5%
Bank of America
3
Bank of America
North Carolina
$5.3M +$189K +21,328 +4%
Invesco
4
Invesco
Georgia
$3.67M +$888K +99,982 +32%
UBS Group
5
UBS Group
Switzerland
$3M +$62.9K +7,080 +2%
RVPG
6
Relative Value Partners Group
$2.55M +$28.8K +3,241 +1%
SCM
7
Sterneck Capital Management
Missouri
$1.77M +$347K +39,122 +25%
SPIA
8
Steward Partners Investment Advisory
New York
$1.52M +$325K +36,602 +27%
RJA
9
Raymond James & Associates
Florida
$1.29M +$164K +18,497 +15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1M -$112K -12,666 -10%
WAM
11
Wolverine Asset Management
Illinois
$891K -$95.8K -10,782 -10%
Ameriprise
12
Ameriprise
Minnesota
$802K +$66.3K +7,465 +9%
MIG
13
Mariner Investment Group
New York
$610K
SFS
14
Shaker Financial Services
Virginia
$520K -$165K -18,608 -24%
BTS
15
BB&T Securities
Virginia
$515K -$116K -13,070 -18%
CHAM
16
Clear Harbor Asset Management
Connecticut
$413K -$3.69K -415 -0.9%
LPL Financial
17
LPL Financial
California
$382K +$29.7K +3,340 +8%
Stifel Financial
18
Stifel Financial
Missouri
$363K +$32K +3,600 +10%
ACM
19
Arlington Capital Management
Illinois
$360K +$81.2K +9,143 +29%
CWS
20
Cypress Wealth Services
California
$312K
ASN
21
Advisory Services Network
Georgia
$298K +$13.3K +1,500 +5%
PAS
22
Partnervest Advisory Services
California
$293K -$275K -30,915 -48%
CAN
23
Cetera Advisor Networks
California
$282K +$488 +55 +0.2%
PAG
24
Private Advisor Group
New Jersey
$267K
SG
25
StoneX Group
New York
$256K +$16K +1,800 +7%

FIV Hedge Fund Activity: Q2 2019 in Review

43 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q2 2019, worth a combined $66.5M — up 3% from $64.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FIV positions and 1 closed out — a net gain of 4 holders — while 20 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.64M. The largest seller was Rivernorth Capital Management, cutting an estimated $1.66M.

  • 43 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q2 2019, up from 39 in Q1 2019.
  • Funds reported $66.5M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q2 2019, up 3% quarter-over-quarter.
  • 5 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q2 2019 and 1 closed out, a net change of +4 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q2 2019 was Morgan Stanley, an estimated $1.64M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q2 2019 was Rivernorth Capital Management, an estimated $1.66M sold.

Based on aggregated 13F filings for Q2 2019.