Axiom Investment Management’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Axiom Investment Management’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-21,500	Closed	-$192K	–	451
2019 Q2	$192K	Sell	21,500 -15,000	-41%	-$133K	0.03%	358
2019 Q1	$318K	Sell	36,500 -1,000	-3%	-$8.84K	0.06%	281
2018 Q4	$310K	Buy	+37,500	New	+$334K	0.07%	266

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Axiom Investment Management's FIV Position: Q3 2019 in Review

Axiom Investment Management sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q3 2019, closing a stake of 21,500 shares — an estimated $192K sold.

Axiom Investment Management first reported a position in FIV in Q4 2018 and held it in 3 quarters. The position peaked at $318K in Q1 2019. 44 funds tracked by Wall St. Rank hold FIV as of Q3 2019.

Axiom Investment Management reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q3 2019 after selling out during the quarter.
Axiom Investment Management sold 21,500 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q3 2019, an estimated $192K.
Axiom Investment Management first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q4 2018 and held it in 3 quarters.
Axiom Investment Management's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $318K in Q1 2019.
44 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q3 2019.

Based on Axiom Investment Management's 13F filing for Q3 2019, filed 16 Mar 2021.