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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

39 hedge funds and large institutions have $59.4M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

11% more funds holding

Funds holding: 3539 (+4)

11% more capital invested

Capital invested by funds: $53.8M → $59.4M (+$5.67M)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
10
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28M +$3.78M +424,980 +14%
Wells Fargo
2
Wells Fargo
California
$6.53M +$1.42M +159,798 +25%
RCM
3
Rivernorth Capital Management
Florida
$4.75M +$5.09M +572,459 New
Bank of America
4
Bank of America
North Carolina
$4.11M +$350K +39,323 +9%
UBS Group
5
UBS Group
Switzerland
$2.49M -$381K -42,805 -12%
RVPG
6
Relative Value Partners Group
$2.4M +$2.58M +290,063 New
Invesco
7
Invesco
Georgia
$2.31M -$136K -15,291 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.07M -$544K -61,162 -32%
SCM
9
Sterneck Capital Management
Missouri
$869K -$87K -9,780 -9%
RJA
10
Raymond James & Associates
Florida
$819K +$882K +99,122 New
Ameriprise
11
Ameriprise
Minnesota
$730K -$94.4K -10,612 -11%
MIG
12
Mariner Investment Group
New York
$567K -$256K -28,738 -30%
PAS
13
Partnervest Advisory Services
California
$552K +$72.5K +8,157 +14%
BTS
14
BB&T Securities
Virginia
$379K -$126K -14,174 -24%
Stifel Financial
15
Stifel Financial
Missouri
$358K -$173K -19,479 -31%
SPIA
16
Steward Partners Investment Advisory
New York
$344K +$371K +41,700 New
AIM
17
Axiom Investment Management
New York
$310K +$334K +37,500 New
LPL Financial
18
LPL Financial
California
$299K -$21.3K -2,400 -6%
CHAM
19
Clear Harbor Asset Management
Connecticut
$289K +$311K +34,990 New
PAG
20
Private Advisor Group
New Jersey
$248K
CAN
21
Cetera Advisor Networks
California
$241K +$578 +65 +0.2%
SG
22
StoneX Group
New York
$214K -$88.9K -10,000 -28%
PCM
23
Pointe Capital Management
Michigan
$186K -$97.8K -11,000 -33%
ASN
24
Advisory Services Network
Georgia
$168K +$62.3K +7,000 +53%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$144K -$72.9K -8,200 -32%

FIV Hedge Fund Activity: Q4 2018 in Review

39 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q4 2018, worth a combined $59.4M — up 11% from $53.8M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FIV positions and 7 closed out — a net gain of 4 holders — while 10 added to existing stakes and 14 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $5.09M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $633K sold.

  • 39 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q4 2018, up from 35 in Q3 2018.
  • Funds reported $59.4M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q4 2018, up 11% quarter-over-quarter.
  • 11 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q4 2018 and 7 closed out, a net change of +4 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q4 2018 was Rivernorth Capital Management, an estimated $5.09M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q4 2018 was Shaker Financial Services, an estimated $633K sold.

Based on aggregated 13F filings for Q4 2018.