FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

39 hedge funds and large institutions have $59.4M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
10
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$28M 3,390,978 +424,980 +14%
Wells Fargo
2
Wells Fargo
California
$6.53M 789,941 +159,798 +25%
RCM
3
Rivernorth Capital Management
Florida
$4.75M 572,459 +572,459 New
Bank of America
4
Bank of America
North Carolina
$4.11M 497,782 +39,323 +9%
UBS Group
5
UBS Group
Switzerland
$2.49M 301,042 -42,805 -12%
RVPG
6
Relative Value Partners Group
$2.4M 290,063 +290,063 New
Invesco
7
Invesco
Georgia
$2.31M 279,286 -15,291 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.07M 129,264 -61,162 -32%
SCM
9
Sterneck Capital Management
Missouri
$869K 105,168 -9,780 -9%
RJA
10
Raymond James & Associates
Florida
$819K 99,122 +99,122 New
Ameriprise
11
Ameriprise
Minnesota
$730K 88,354 -10,612 -11%
MIG
12
Mariner Investment Group
New York
$567K 68,595 -28,738 -30%
PAS
13
Partnervest Advisory Services
California
$552K 66,802 +8,157 +14%
BTS
14
BB&T Securities
Virginia
$379K 45,950 -14,174 -24%
Stifel Financial
15
Stifel Financial
Missouri
$358K 43,331 -19,479 -31%
SPIA
16
Steward Partners Investment Advisory
New York
$344K 41,700 +41,700 New
AIM
17
Axiom Investment Management
New York
$310K 37,500 +37,500 New
LPL Financial
18
LPL Financial
California
$299K 36,255 -2,400 -6%
CHAM
19
Clear Harbor Asset Management
Connecticut
$289K 34,990 +34,990 New
PAG
20
Private Advisor Group
New Jersey
$248K 30,000
CAN
21
Cetera Advisor Networks
California
$241K 28,835 +65 +0.2%
SG
22
StoneX Group
New York
$214K 25,815 -10,000 -28%
PCM
23
Pointe Capital Management
Michigan
$186K 22,500 -11,000 -33%
ASN
24
Advisory Services Network
Georgia
$168K 20,300 +7,000 +53%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$144K 17,400 -8,200 -32%