FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

49 hedge funds and large institutions have $86.4M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
14
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20M 2,220,869 -362,773 -14%
RCM
2
Rivernorth Capital Management
Florida
$9.42M 1,048,094 -147,195 -12%
Wells Fargo
3
Wells Fargo
California
$8.98M 999,417 -20,247 -2%
RJA
4
Raymond James & Associates
Florida
$6.57M 730,646 +98,160 +16%
BCA
5
Biltmore Capital Advisors
New Jersey
$6.44M 716,087 +59,677 +9%
Bank of America
6
Bank of America
North Carolina
$6.38M 709,443 -67,852 -9%
RVPG
7
Relative Value Partners Group
$3.63M 403,237 +121,049 +43%
UBS Group
8
UBS Group
Switzerland
$2.36M 262,267 -33,985 -11%
OIM
9
Oder Investment Management
California
$2.09M 232,656 +232,656 New
SCM
10
Sterneck Capital Management
Missouri
$1.91M 212,917 -6,371 -3%
AC
11
Almitas Capital
California
$1.81M 200,736 +200,736 New
SFS
12
Shaker Financial Services
Virginia
$1.8M 200,682 +15,004 +8%
SPIA
13
Steward Partners Investment Advisory
New York
$1.39M 154,466 -96,588 -38%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.35M 150,692 -31,008 -17%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.25M 138,679 -19,888 -13%
COLIM
16
City of London Investment Management
United Kingdom
$1.23M 137,328
Millennium Management
17
Millennium Management
New York
$1.16M 129,196 +2,074 +2%
BRWM
18
B. Riley Wealth Management
Tennessee
$1.08M 120,279 +36,568 +44%
NCM
19
Narwhal Capital Management
Georgia
$857K 95,345 +77,150 +424%
Stifel Financial
20
Stifel Financial
Missouri
$721K 80,146 -3,757 -4%
ACM
21
Arlington Capital Management
Illinois
$594K 66,031 +29,086 +79%
LPL Financial
22
LPL Financial
California
$568K 63,184 -12,274 -16%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$548K 60,982 +49,609 +436%
CHAM
24
Clear Harbor Asset Management
Connecticut
$472K 52,495
Truist Financial
25
Truist Financial
North Carolina
$410K 45,552 +200 +0.4%