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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

49 hedge funds and large institutions have $86.4M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

14% more funds holding

Funds holding: 4349 (+6)

9% more capital invested

Capital invested by funds: $78.9M → $86.4M (+$7.46M)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
14
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20M -$3.15M -362,773 -14%
RCM
2
Rivernorth Capital Management
Florida
$9.42M -$1.28M -147,195 -12%
Wells Fargo
3
Wells Fargo
California
$8.98M -$176K -20,247 -2%
RJA
4
Raymond James & Associates
Florida
$6.57M +$853K +98,160 +16%
BCA
5
Biltmore Capital Advisors
New Jersey
$6.44M +$518K +59,677 +9%
Bank of America
6
Bank of America
North Carolina
$6.38M -$590K -67,852 -9%
RVPG
7
Relative Value Partners Group
$3.63M +$1.05M +121,049 +43%
UBS Group
8
UBS Group
Switzerland
$2.36M -$295K -33,985 -11%
OIM
9
Oder Investment Management
California
$2.09M +$2.02M +232,656 New
SCM
10
Sterneck Capital Management
Missouri
$1.91M -$55.4K -6,371 -3%
AC
11
Almitas Capital
California
$1.8M +$1.74M +200,736 New
SFS
12
Shaker Financial Services
Virginia
$1.8M +$130K +15,004 +8%
SPIA
13
Steward Partners Investment Advisory
New York
$1.39M -$839K -96,588 -38%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.35M -$269K -31,008 -17%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.25M -$173K -19,888 -13%
COLIM
16
City of London Investment Management
United Kingdom
$1.23M
Millennium Management
17
Millennium Management
New York
$1.16M +$18K +2,074 +2%
BRWM
18
B. Riley Wealth Management
Tennessee
$1.08M +$318K +36,568 +44%
NCM
19
Narwhal Capital Management
Georgia
$857K +$670K +77,150 +424%
Stifel Financial
20
Stifel Financial
Missouri
$721K -$32.6K -3,757 -4%
ACM
21
Arlington Capital Management
Illinois
$594K +$253K +29,086 +79%
LPL Financial
22
LPL Financial
California
$568K -$107K -12,274 -16%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$548K +$431K +49,609 +436%
CHAM
24
Clear Harbor Asset Management
Connecticut
$472K
Truist Financial
25
Truist Financial
North Carolina
$410K +$1.74K +200 +0.4%

FIV Hedge Fund Activity: Q4 2020 in Review

49 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q4 2020, worth a combined $86.4M — up 9.5% from $78.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FIV positions and 4 closed out — a net gain of 6 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was Almitas Capital, opening a new position worth an estimated $1.74M. The largest seller was Morgan Stanley, cutting an estimated $3.15M.

  • 49 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q4 2020, up from 43 in Q3 2020.
  • Funds reported $86.4M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q4 2020, up 9.5% quarter-over-quarter.
  • 10 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q4 2020 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q4 2020 was Almitas Capital, an estimated $1.74M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q4 2020 was Morgan Stanley, an estimated $3.15M sold.

Based on aggregated 13F filings for Q4 2020.