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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

49 hedge funds and large institutions have $91M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

5% more capital invested

Capital invested by funds: $86.4M → $91M (+$4.58M)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

0% more funds holding

Funds holding: 4949 (0)

Holders
49
Holders Change
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
17
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.4M -$460K -49,697 -2%
RCM
2
Rivernorth Capital Management
Florida
$10.6M +$694K +75,085 +7%
Bank of America
3
Bank of America
North Carolina
$10.3M +$3.55M +383,954 +54%
Wells Fargo
4
Wells Fargo
California
$8.67M -$725K -78,407 -8%
RJA
5
Raymond James & Associates
Florida
$6.98M +$104K +11,297 +2%
BCA
6
Biltmore Capital Advisors
New Jersey
$5.92M -$807K -87,255 -12%
RVPG
7
Relative Value Partners Group
$3.73M -$67.3K -7,279 -2%
SFS
8
Shaker Financial Services
Virginia
$2.28M +$381K +41,205 +21%
OIM
9
Oder Investment Management
California
$2.19M +$4.34K +469 +0.2%
UBS Group
10
UBS Group
Switzerland
$2.18M -$285K -30,869 -12%
SCM
11
Sterneck Capital Management
Missouri
$1.98M -$25.5K -2,757 -1%
Millennium Management
12
Millennium Management
New York
$1.75M +$522K +56,423 +44%
SPIA
13
Steward Partners Investment Advisory
New York
$1.59M +$130K +14,090 +9%
NCM
14
Narwhal Capital Management
Georgia
$1.31M +$411K +44,446 +47%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.2M -$105K -11,377 -8%
BRWM
16
B. Riley Wealth Management
Tennessee
$1.13M -$4.83K -522 -0.4%
ACM
17
Arlington Capital Management
Illinois
$982K +$355K +38,338 +58%
Osaic Holdings
18
Osaic Holdings
Arizona
$930K -$479K -51,831 -34%
Stifel Financial
19
Stifel Financial
Missouri
$851K +$94.8K +10,248 +13%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$705K +$129K +13,935 +23%
CHAM
21
Clear Harbor Asset Management
Connecticut
$497K +$2.77K +300 +0.6%
COLIM
22
City of London Investment Management
United Kingdom
$449K -$828K -89,492 -65%
Truist Financial
23
Truist Financial
North Carolina
$431K +$2.77K +300 +0.7%
LPL Financial
24
LPL Financial
California
$360K -$230K -24,875 -39%
CAN
25
Cetera Advisor Networks
California
$353K

FIV Hedge Fund Activity: Q1 2021 in Review

49 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q1 2021, worth a combined $91M — up 5.3% from $86.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FIV positions and 4 closed out — a net gain of 1 holder — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $3.55M. The largest seller was City of London Investment Management, cutting an estimated $828K.

  • 49 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $91M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q1 2021, up 5.3% quarter-over-quarter.
  • 5 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q1 2021 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q1 2021 was Bank of America, an estimated $3.55M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q1 2021 was City of London Investment Management, an estimated $828K sold.

Based on aggregated 13F filings for Q1 2021.