FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

43 hedge funds and large institutions have $78.9M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
17
Closed
7
Calls
Puts
$295K
Net Calls
-$295K
Net Calls Change
-$295K
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.8M 2,583,642 -511,701 -17%
RCM
2
Rivernorth Capital Management
Florida
$10.1M 1,195,289 +1,083,634 +971%
Wells Fargo
3
Wells Fargo
California
$8.61M 1,019,664 -149,760 -13%
Bank of America
4
Bank of America
North Carolina
$6.56M 777,295 +41,235 +6%
BCA
5
Biltmore Capital Advisors
New Jersey
$5.54M 656,410 +158,250 +32%
RJA
6
Raymond James & Associates
Florida
$5.34M 632,486 +29,196 +5%
UBS Group
7
UBS Group
Switzerland
$2.5M 296,252 -36,606 -11%
RVPG
8
Relative Value Partners Group
$2.38M 282,188 +9,903 +4%
SPIA
9
Steward Partners Investment Advisory
New York
$2.12M 251,054 -101,579 -29%
SCM
10
Sterneck Capital Management
Missouri
$1.85M 219,288 +10,421 +5%
SFS
11
Shaker Financial Services
Virginia
$1.57M 185,678 +50,626 +37%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.53M 181,700 -143,225 -44%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.34M 158,567 -1,403 -0.9%
COLIM
14
City of London Investment Management
United Kingdom
$1.16M 137,328 -4,287 -3%
Stifel Financial
15
Stifel Financial
Missouri
$708K 83,903 -4,670 -5%
BRWM
16
B. Riley Wealth Management
Tennessee
$707K 83,711 +12,980 +18%
LPL Financial
17
LPL Financial
California
$637K 75,458 +8,269 +12%
CHAM
18
Clear Harbor Asset Management
Connecticut
$443K 52,495 -1,000 -2%
Truist Financial
19
Truist Financial
North Carolina
$383K 45,352 -4,900 -10%
Jane Street
20
Jane Street
New York
$351K 41,531 +41,531 New
CAN
21
Cetera Advisor Networks
California
$316K 37,482
ACM
22
Arlington Capital Management
Illinois
$312K 36,945 -3,540 -9%
HF
23
HRT Financial
New York
$270K 32,108 +32,108 New
WSTAM
24
Wilbanks Smith & Thomas Asset Management
Virginia
$239K 28,307
AA
25
AQR Arbitrage
Connecticut
$214K 25,352 -9,962 -28%