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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

43 hedge funds and large institutions have $78.9M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $77.8M → $78.9M (+$1.1M)

9% less funds holding

Funds holding: 4743 (-4)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $295K

Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
17
Closed
7
Calls
Puts
$295K
Net Calls
-$295K
Net Calls Change
-$295K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.8M -$4.35M -511,701 -17%
RCM
2
Rivernorth Capital Management
Florida
$10.1M +$9.21M +1,083,634 +971%
Wells Fargo
3
Wells Fargo
California
$8.61M -$1.27M -149,760 -13%
Bank of America
4
Bank of America
North Carolina
$6.56M +$350K +41,235 +6%
BCA
5
Biltmore Capital Advisors
New Jersey
$5.54M +$1.34M +158,250 +32%
RJA
6
Raymond James & Associates
Florida
$5.34M +$248K +29,196 +5%
UBS Group
7
UBS Group
Switzerland
$2.5M -$311K -36,606 -11%
RVPG
8
Relative Value Partners Group
$2.38M +$84.2K +9,903 +4%
SPIA
9
Steward Partners Investment Advisory
New York
$2.12M -$863K -101,579 -29%
SCM
10
Sterneck Capital Management
Missouri
$1.85M +$88.6K +10,421 +5%
SFS
11
Shaker Financial Services
Virginia
$1.57M +$430K +50,626 +37%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.53M -$1.22M -143,225 -44%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.34M -$11.9K -1,403 -0.9%
COLIM
14
City of London Investment Management
United Kingdom
$1.16M -$36.4K -4,287 -3%
Stifel Financial
15
Stifel Financial
Missouri
$708K -$39.7K -4,670 -5%
BRWM
16
B. Riley Wealth Management
Tennessee
$707K +$110K +12,980 +18%
LPL Financial
17
LPL Financial
California
$637K +$70.3K +8,269 +12%
CHAM
18
Clear Harbor Asset Management
Connecticut
$443K -$8.5K -1,000 -2%
Truist Financial
19
Truist Financial
North Carolina
$383K -$41.6K -4,900 -10%
Jane Street
20
Jane Street
New York
$351K +$353K +41,531 New
CAN
21
Cetera Advisor Networks
California
$316K
ACM
22
Arlington Capital Management
Illinois
$312K -$30.1K -3,540 -9%
HF
23
HRT Financial
New York
$270K +$273K +32,108 New
WSTAM
24
Wilbanks Smith & Thomas Asset Management
Virginia
$239K
AA
25
AQR Arbitrage
Connecticut
$214K -$84.7K -9,962 -28%

FIV Hedge Fund Activity: Q3 2020 in Review

43 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q3 2020, worth a combined $78.9M — up 1.4% from $77.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FIV and 3 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 14 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $9.21M. The largest seller was Morgan Stanley, cutting an estimated $4.35M.

  • 43 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q3 2020, down from 47 in Q2 2020.
  • Funds reported $78.9M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q3 2020, up 1.4% quarter-over-quarter.
  • 3 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q3 2020 and 7 closed out, a net change of -4 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q3 2020 was Rivernorth Capital Management, an estimated $9.21M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q3 2020 was Morgan Stanley, an estimated $4.35M sold.

Based on aggregated 13F filings for Q3 2020.