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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

47 hedge funds and large institutions have $70.5M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more funds holding

Funds holding: 4447 (+3)

5% more capital invested

Capital invested by funds: $67.2M → $70.5M (+$3.3M)

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
18
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.7M -$2.94M -326,496 -11%
Wells Fargo
2
Wells Fargo
California
$8.51M -$269K -29,833 -3%
Bank of America
3
Bank of America
North Carolina
$6.6M +$347K +38,548 +6%
Invesco
4
Invesco
Georgia
$3.9M +$215K +23,902 +6%
RVPG
5
Relative Value Partners Group
$3.43M +$125K +13,917 +4%
UBS Group
6
UBS Group
Switzerland
$2.83M -$201K -22,281 -7%
AG
7
Advisor Group
Arizona
$2.74M +$1.86M +206,500 +224%
SPIA
8
Steward Partners Investment Advisory
New York
$2.22M +$452K +50,097 +26%
VEA
9
Virtus ETF Advisers
New York
$2.11M +$216K +23,995 +12%
SCM
10
Sterneck Capital Management
Missouri
$1.98M -$167K -18,520 -8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.82M +$304K +33,700 +21%
RJA
12
Raymond James & Associates
Florida
$1.67M +$487K +54,027 +42%
Stifel Financial
13
Stifel Financial
Missouri
$587K +$225K +24,928 +64%
MIG
14
Mariner Investment Group
New York
$582K
ACM
15
Arlington Capital Management
Illinois
$553K +$214K +23,768 +65%
SFS
16
Shaker Financial Services
Virginia
$539K -$192K -21,322 -27%
CHAM
17
Clear Harbor Asset Management
Connecticut
$459K +$31.5K +3,500 +8%
Truist Financial
18
Truist Financial
North Carolina
$440K +$431K +47,872 New
COLIM
19
City of London Investment Management
United Kingdom
$418K +$411K +45,560 New
LPL Financial
20
LPL Financial
California
$389K +$108 +12 +0%
BAM
21
Belpointe Asset Management
Nevada
$338K +$2.7K +300 +0.8%
CWS
22
Cypress Wealth Services
California
$322K
Ameriprise
23
Ameriprise
Minnesota
$313K -$384K -42,621 -56%
Citigroup
24
Citigroup
New York
$262K +$257K +28,514 New
SG
25
StoneX Group
New York
$255K

FIV Hedge Fund Activity: Q4 2019 in Review

47 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q4 2019, worth a combined $70.5M — up 4.9% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FIV positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Advisor Group, adding an estimated $1.86M. The largest seller was Morgan Stanley, cutting an estimated $2.94M.

  • 47 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q4 2019, up from 44 in Q3 2019.
  • Funds reported $70.5M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q4 2019, up 4.9% quarter-over-quarter.
  • 11 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q4 2019 and 7 closed out, a net change of +4 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q4 2019 was Advisor Group, an estimated $1.86M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q4 2019 was Morgan Stanley, an estimated $2.94M sold.

Based on aggregated 13F filings for Q4 2019.