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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

35 hedge funds and large institutions have $53.8M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 7

0% more funds holding

Funds holding: 3535 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

2% less capital invested

Capital invested by funds: $54.8M → $53.8M (-$1.05M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
17
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.6M +$1.73M +186,111 +7%
Wells Fargo
2
Wells Fargo
California
$5.86M -$411K -44,242 -7%
Bank of America
3
Bank of America
North Carolina
$4.26M +$1.14M +122,384 +36%
UBS Group
4
UBS Group
Switzerland
$3.2M +$295K +31,721 +10%
Invesco
5
Invesco
Georgia
$2.74M +$126K +13,548 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.77M +$209K +22,517 +13%
SCM
7
Sterneck Capital Management
Missouri
$1.07M +$197K +21,170 +23%
Ameriprise
8
Ameriprise
Minnesota
$920K +$182K +19,563 +25%
MIG
9
Mariner Investment Group
New York
$905K -$639K -68,785 -41%
SFS
10
Shaker Financial Services
Virginia
$633K -$33.5K -3,609 -5%
Stifel Financial
11
Stifel Financial
Missouri
$589K +$223K +23,970 +62%
BTS
12
BB&T Securities
Virginia
$559K +$16.9K +1,822 +3%
PAS
13
Partnervest Advisory Services
California
$545K +$131K +14,107 +32%
LPL Financial
14
LPL Financial
California
$359K +$27.9K +3,000 +8%
SG
15
StoneX Group
New York
$333K +$99.4K +10,700 +43%
PCM
16
Pointe Capital Management
Michigan
$312K
PAG
17
Private Advisor Group
New Jersey
$279K
CAN
18
Cetera Advisor Networks
California
$267K -$1.06K -114 -0.4%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$238K +$46.4K +5,000 +24%
BRWM
20
B. Riley Wealth Management
Tennessee
$195K +$194K +20,914 New
OC
21
Oppenheimer & Co
New York
$163K -$9.29K -1,000 -5%
BF
22
BOK Financial
Oklahoma
$151K
PCM
23
Penserra Capital Management
California
$124K -$41.3K -4,449 -25%
ASN
24
Advisory Services Network
Georgia
$124K +$24.1K +2,600 +24%
WS
25
Wedbush Securities
California
$123K +$19.7K +2,122 +19%

FIV Hedge Fund Activity: Q3 2018 in Review

35 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q3 2018, worth a combined $53.8M — down 1.9% from $54.8M a quarter earlier.

Fund positioning in FIV was balanced in Q3 2018: 4 funds opened new positions, 4 closed out, 17 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.73M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $4.38M sold.

  • 35 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $53.8M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q3 2018, down 1.9% quarter-over-quarter.
  • 4 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q3 2018 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q3 2018 was Morgan Stanley, an estimated $1.73M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q3 2018 was Rivernorth Capital Management, an estimated $4.38M sold.

Based on aggregated 13F filings for Q3 2018.