FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

35 hedge funds and large institutions have $53.8M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
17
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$27.6M 2,965,998 +186,111 +7%
Wells Fargo
2
Wells Fargo
California
$5.86M 630,143 -44,242 -7%
Bank of America
3
Bank of America
North Carolina
$4.26M 458,459 +122,384 +36%
UBS Group
4
UBS Group
Switzerland
$3.2M 343,847 +31,721 +10%
Invesco
5
Invesco
Georgia
$2.74M 294,577 +13,548 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.77M 190,426 +22,517 +13%
SCM
7
Sterneck Capital Management
Missouri
$1.07M 114,948 +21,170 +23%
Ameriprise
8
Ameriprise
Minnesota
$920K 98,966 +19,563 +25%
MIG
9
Mariner Investment Group
New York
$905K 97,333 -68,785 -41%
SFS
10
Shaker Financial Services
Virginia
$633K 68,098 -3,609 -5%
Stifel Financial
11
Stifel Financial
Missouri
$589K 62,810 +23,970 +62%
BTS
12
BB&T Securities
Virginia
$559K 60,124 +1,822 +3%
PAS
13
Partnervest Advisory Services
California
$545K 58,645 +14,107 +32%
LPL Financial
14
LPL Financial
California
$359K 38,655 +3,000 +8%
SG
15
StoneX Group
New York
$333K 35,815 +10,700 +43%
PCM
16
Pointe Capital Management
Michigan
$312K 33,500
PAG
17
Private Advisor Group
New Jersey
$279K 30,000
CAN
18
Cetera Advisor Networks
California
$267K 28,770 -114 -0.4%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$238K 25,600 +5,000 +24%
BRWM
20
B. Riley Wealth Management
Tennessee
$195K 20,914 +20,914 New
OC
21
Oppenheimer & Co
New York
$163K 17,500 -1,000 -5%
BF
22
BOK Financial
Oklahoma
$151K 16,198
PCM
23
Penserra Capital Management
California
$124K 13,347 -4,449 -25%
ASN
24
Advisory Services Network
Georgia
$124K 13,300 +2,600 +24%
WS
25
Wedbush Securities
California
$123K 13,184 +2,122 +19%