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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

44 hedge funds and large institutions have $67.2M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

2% more funds holding

Funds holding: 4344 (+1)

1% more capital invested

Capital invested by funds: $66.5M → $67.2M (+$757K)

Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
16
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.7M -$2.96M -331,791 -10%
Wells Fargo
2
Wells Fargo
California
$8.46M +$325K +36,403 +4%
Bank of America
3
Bank of America
North Carolina
$6.01M +$751K +84,303 +14%
Invesco
4
Invesco
Georgia
$3.54M -$107K -11,987 -3%
RVPG
5
Relative Value Partners Group
$3.17M +$638K +71,570 +25%
UBS Group
6
UBS Group
Switzerland
$2.92M -$55.1K -6,176 -2%
SCM
7
Sterneck Capital Management
Missouri
$2.07M +$312K +34,951 +18%
VEA
8
Virtus ETF Advisers
New York
$1.82M +$1.83M +205,577 New
SPIA
9
Steward Partners Investment Advisory
New York
$1.69M +$181K +20,346 +12%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.45M +$462K +51,826 +46%
RJA
11
Raymond James & Associates
Florida
$1.13M -$152K -17,030 -12%
AG
12
Advisor Group
Arizona
$815K +$753K +84,500 +1,122%
SFS
13
Shaker Financial Services
Virginia
$707K +$192K +21,547 +37%
Ameriprise
14
Ameriprise
Minnesota
$678K -$120K -13,469 -15%
MIG
15
Mariner Investment Group
New York
$560K -$47.1K -5,284 -8%
BTS
16
BB&T Securities
Virginia
$444K -$72.1K -8,087 -14%
CHAM
17
Clear Harbor Asset Management
Connecticut
$411K
LPL Financial
18
LPL Financial
California
$374K -$5.88K -660 -2%
Stifel Financial
19
Stifel Financial
Missouri
$342K -$17.8K -2,000 -5%
BAM
20
Belpointe Asset Management
Nevada
$323K +$325K +36,510 New
ACM
21
Arlington Capital Management
Illinois
$322K -$35.7K -4,001 -10%
CWS
22
Cypress Wealth Services
California
$310K
ASN
23
Advisory Services Network
Georgia
$298K
CAN
24
Cetera Advisor Networks
California
$283K +$1.59K +178 +0.6%
SG
25
StoneX Group
New York
$244K -$9.81K -1,100 -4%

FIV Hedge Fund Activity: Q3 2019 in Review

44 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q3 2019, worth a combined $67.2M — up 1.1% from $66.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FIV positions and 5 closed out — a net gain of 1 holder — while 16 added to existing stakes and 13 trimmed.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $1.83M. The largest seller was Morgan Stanley, cutting an estimated $2.96M.

  • 44 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q3 2019, up from 43 in Q2 2019.
  • Funds reported $67.2M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q3 2019, up 1.1% quarter-over-quarter.
  • 6 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q3 2019 and 5 closed out, a net change of +1 holder.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q3 2019 was Virtus ETF Advisers, an estimated $1.83M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q3 2019 was Morgan Stanley, an estimated $2.96M sold.

Based on aggregated 13F filings for Q3 2019.