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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

48 hedge funds and large institutions have $93M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2021 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $91M → $93M (+$2.08M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

2% less funds holding

Funds holding: 4948 (-1)

45% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 20

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
11
Reduced
20
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20M -$686K -72,702 -3%
RCM
2
Rivernorth Capital Management
Florida
$13.7M +$2.94M +311,100 +28%
Bank of America
3
Bank of America
North Carolina
$10.9M +$525K +55,663 +5%
Wells Fargo
4
Wells Fargo
California
$8.61M -$161K -17,052 -2%
RJA
5
Raymond James & Associates
Florida
$6.99M -$77.8K -8,244 -1%
BCA
6
Biltmore Capital Advisors
New Jersey
$6.14M +$148K +15,684 +2%
RVPG
7
Relative Value Partners Group
$3.68M -$91.8K -9,722 -2%
UBS Group
8
UBS Group
Switzerland
$2.23M +$25.8K +2,737 +1%
OIM
9
Oder Investment Management
California
$2.21M -$6.64K -704 -0.3%
SFS
10
Shaker Financial Services
Virginia
$2.15M -$147K -15,560 -6%
NCM
11
Narwhal Capital Management
Georgia
$1.84M +$506K +53,587 +38%
SCM
12
Sterneck Capital Management
Missouri
$1.83M -$171K -18,094 -9%
Millennium Management
13
Millennium Management
New York
$1.77M
SPIA
14
Steward Partners Investment Advisory
New York
$1.14M -$458K -48,577 -29%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$1.07M +$352K +37,297 +50%
ACM
16
Arlington Capital Management
Illinois
$993K -$727 -77 -0.1%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$956K -$254K -26,875 -21%
Stifel Financial
18
Stifel Financial
Missouri
$808K -$52.5K -5,565 -6%
Osaic Holdings
19
Osaic Holdings
Arizona
$700K -$239K -25,331 -26%
Truist Financial
20
Truist Financial
North Carolina
$422K -$14.2K -1,500 -3%
BRWM
21
B. Riley Wealth Management
Tennessee
$417K -$717K -75,978 -63%
COLIM
22
City of London Investment Management
United Kingdom
$408K -$47.2K -5,000 -10%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$382K +$120K +12,684 +46%
Mariner
24
Mariner
Kansas
$357K +$354K +37,482 New
CWS
25
Cypress Wealth Services
California
$334K +$340 +36 +0.1%

FIV Hedge Fund Activity: Q2 2021 in Review

48 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q2 2021, worth a combined $93M — up 2.3% from $91M a quarter earlier.

Fund positioning in FIV was balanced in Q2 2021: 5 funds opened new positions, 5 closed out, 11 added to existing stakes and 20 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.94M. The largest seller was B. Riley Wealth Management, cutting an estimated $717K.

  • 48 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q2 2021, down from 49 in Q1 2021.
  • Funds reported $93M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q2 2021, up 2.3% quarter-over-quarter.
  • 5 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q2 2021 and 5 closed out, a net change of 0 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q2 2021 was Rivernorth Capital Management, an estimated $2.94M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q2 2021 was B. Riley Wealth Management, an estimated $717K sold.

Based on aggregated 13F filings for Q2 2021.