B. Riley Wealth Management’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

B. Riley Wealth Management’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-34,194	Closed	-$330K	–	708
2021 Q3	$330K	Sell	34,194 -9,585	-22%	-$91.7K	0.03%	434
2021 Q2	$417K	Sell	43,779 -75,978	-63%	-$717K	0.05%	264
2021 Q1	$1.13M	Sell	119,757 -522	-0.4%	-$4.83K	0.13%	147
2020 Q4	$1.08M	Buy	120,279 +36,568	+44%	+$318K	0.14%	140
2020 Q3	$707K	Buy	83,711 +12,980	+18%	+$110K	0.08%	185
2020 Q2	$584K	Buy	70,731 +440	+0.6%	+$3.54K	0.06%	211
2020 Q1	$515K	Buy	70,291 +43,961	+167%	+$380K	0.05%	264
2019 Q4	$242K	Buy	26,330 +1,095	+4%	+$9.87K	0.04%	325
2019 Q3	$223K	Hold	25,235	–	–	0.04%	323
2019 Q2	$225	Buy	25,235 +13,357	+112%	+$119K	0.03%	333
2019 Q1	$104K	Sell	11,878 -1,451	-11%	-$12.8K	0.02%	379
2018 Q4	$110K	Sell	13,329 -7,585	-36%	-$67.5K	0.02%	322
2018 Q3	$195K	Buy	+20,914	New	+$194K	0.05%	289

Other funds holding FIV

BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

B. Riley Wealth Management's FIV Position: Q4 2021 in Review

B. Riley Wealth Management sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q4 2021, closing a stake of 34,194 shares — an estimated $330K sold.

B. Riley Wealth Management first reported a position in FIV in Q3 2018 and held it in 13 quarters. The position peaked at $1.13M in Q1 2021. 1 fund tracked by Wall St. Rank holds FIV as of Q4 2021.

B. Riley Wealth Management reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q4 2021 after selling out during the quarter.
B. Riley Wealth Management sold 34,194 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q4 2021, an estimated $330K.
B. Riley Wealth Management first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q3 2018 and held it in 13 quarters.
B. Riley Wealth Management's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $1.13M in Q1 2021.
1 fund tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q4 2021.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.