FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

39 hedge funds and large institutions have $64.6M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 8 closing their positions.

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$27.6M 3,162,525 -228,453 -7%
Wells Fargo
2
Wells Fargo
California
$7.66M 876,202 +86,261 +11%
Bank of America
3
Bank of America
North Carolina
$5.02M 573,886 +76,104 +15%
RCM
4
Rivernorth Capital Management
Florida
$2.89M 330,328 -242,131 -42%
UBS Group
5
UBS Group
Switzerland
$2.88M 329,460 +28,418 +9%
Invesco
6
Invesco
Georgia
$2.73M 311,928 +32,642 +12%
RVPG
7
Relative Value Partners Group
$2.48M 283,748 -6,315 -2%
SCM
8
Sterneck Capital Management
Missouri
$1.39M 159,318 +54,150 +51%
SPIA
9
Steward Partners Investment Advisory
New York
$1.17M 134,423 +92,723 +222%
RJA
10
Raymond James & Associates
Florida
$1.11M 126,703 +27,581 +28%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.09M 125,180 -4,084 -3%
WAM
12
Wolverine Asset Management
Illinois
$969K 110,972 +110,972 New
Ameriprise
13
Ameriprise
Minnesota
$722K 82,631 -5,723 -6%
SFS
14
Shaker Financial Services
Virginia
$673K 76,991 +76,991 New
BTS
15
BB&T Securities
Virginia
$620K 71,037 +25,087 +55%
MIG
16
Mariner Investment Group
New York
$600K 68,595
PAS
17
Partnervest Advisory Services
California
$558K 63,827 -2,975 -4%
CHAM
18
Clear Harbor Asset Management
Connecticut
$409K 46,835 +11,845 +34%
LPL Financial
19
LPL Financial
California
$346K 39,605 +3,350 +9%
Stifel Financial
20
Stifel Financial
Missouri
$321K 37,231 -6,100 -14%
AIM
21
Axiom Investment Management
New York
$318K 36,500 -1,000 -3%
CWS
22
Cypress Wealth Services
California
$306K 35,000 +35,000 New
ASN
23
Advisory Services Network
Georgia
$280K 32,000 +11,700 +58%
CAN
24
Cetera Advisor Networks
California
$279K 31,723 +2,888 +10%
ACM
25
Arlington Capital Management
Illinois
$273K 31,257 +31,257 New