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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

39 hedge funds and large institutions have $64.6M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

9% more capital invested

Capital invested by funds: $59.4M → $64.6M (+$5.13M)

0% more funds holding

Funds holding: 3939 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.6M -$2.02M -228,453 -7%
Wells Fargo
2
Wells Fargo
California
$7.66M +$762K +86,261 +11%
Bank of America
3
Bank of America
North Carolina
$5.02M +$673K +76,104 +15%
RCM
4
Rivernorth Capital Management
Florida
$2.89M -$2.14M -242,131 -42%
UBS Group
5
UBS Group
Switzerland
$2.88M +$251K +28,418 +9%
Invesco
6
Invesco
Georgia
$2.73M +$288K +32,642 +12%
RVPG
7
Relative Value Partners Group
$2.48M -$55.8K -6,315 -2%
SCM
8
Sterneck Capital Management
Missouri
$1.39M +$479K +54,150 +51%
SPIA
9
Steward Partners Investment Advisory
New York
$1.17M +$819K +92,723 +222%
RJA
10
Raymond James & Associates
Florida
$1.11M +$244K +27,581 +28%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.09M -$36.1K -4,084 -3%
WAM
12
Wolverine Asset Management
Illinois
$969K +$981K +110,972 New
Ameriprise
13
Ameriprise
Minnesota
$722K -$50.6K -5,723 -6%
SFS
14
Shaker Financial Services
Virginia
$673K +$680K +76,991 New
BTS
15
BB&T Securities
Virginia
$620K +$222K +25,087 +55%
MIG
16
Mariner Investment Group
New York
$600K
PAS
17
Partnervest Advisory Services
California
$558K -$26.3K -2,975 -4%
CHAM
18
Clear Harbor Asset Management
Connecticut
$409K +$105K +11,845 +34%
LPL Financial
19
LPL Financial
California
$346K +$29.6K +3,350 +9%
Stifel Financial
20
Stifel Financial
Missouri
$321K -$53.9K -6,100 -14%
AIM
21
Axiom Investment Management
New York
$318K -$8.84K -1,000 -3%
CWS
22
Cypress Wealth Services
California
$306K +$309K +35,000 New
ASN
23
Advisory Services Network
Georgia
$280K +$103K +11,700 +58%
CAN
24
Cetera Advisor Networks
California
$279K +$25.5K +2,888 +10%
ACM
25
Arlington Capital Management
Illinois
$273K +$276K +31,257 New

FIV Hedge Fund Activity: Q1 2019 in Review

39 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q1 2019, worth a combined $64.6M — up 8.6% from $59.4M a quarter earlier.

Fund positioning in FIV was balanced in Q1 2019: 8 funds opened new positions, 8 closed out, 14 added to existing stakes and 9 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $981K. The largest seller was Rivernorth Capital Management, cutting an estimated $2.14M.

  • 39 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $64.6M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q1 2019, up 8.6% quarter-over-quarter.
  • 8 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q1 2019 and 8 closed out, a net change of 0 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q1 2019 was Wolverine Asset Management, an estimated $981K added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q1 2019 was Rivernorth Capital Management, an estimated $2.14M sold.

Based on aggregated 13F filings for Q1 2019.