Weiss Asset Management’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Weiss Asset Management’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-11,934	Closed	-$99K	–	577
2018 Q4	$99K	Buy	+11,934	New	+$106K	0.01%	397
2018 Q1	–	Sell	-42,107	Closed	-$384K	–	341
2017 Q4	$384K	Buy	+42,107	New	+$394K	0.03%	143

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Weiss Asset Management's FIV Position: Q1 2019 in Review

Weiss Asset Management sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q1 2019, closing a stake of 11,934 shares — an estimated $99K sold.

Weiss Asset Management first reported a position in FIV in Q4 2017 and held it in 2 quarters. The position peaked at $384K in Q4 2017. 39 funds tracked by Wall St. Rank hold FIV as of Q1 2019.

Weiss Asset Management reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q1 2019 after selling out during the quarter.
Weiss Asset Management sold 11,934 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q1 2019, an estimated $99K.
Weiss Asset Management first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q4 2017 and held it in 2 quarters.
Weiss Asset Management's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $384K in Q4 2017.
39 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q1 2019.

Based on Weiss Asset Management's 13F filing for Q1 2019, filed 15 May 2019.