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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

19 hedge funds and large institutions have $22.7M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

41% more capital invested

Capital invested by funds: $16.2M → $22.7M (+$6.57M)

36% more funds holding

Funds holding: 1419 (+5)

Holders
19
Holders Change
+5
Holders Change %
+35.71%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.19M +$867K +87,032 +17%
Wells Fargo
2
Wells Fargo
California
$4.92M +$3.29M +330,077 +210%
UBS Group
3
UBS Group
Switzerland
$3.33M +$109K +10,900 +3%
AW
4
ACG Wealth
Georgia
$1.75M -$1.7M -170,778 -50%
Comerica Bank
5
Comerica Bank
Texas
$1.29M +$1.29M +129,000 New
BTS
6
BB&T Securities
Virginia
$1.26M +$1.25M +124,926 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.25M +$194K +19,440 +19%
Bank of America
8
Bank of America
North Carolina
$668K +$446K +44,789 +210%
Stifel Financial
9
Stifel Financial
Missouri
$497K +$56.1K +5,630 +13%
PCM
10
Pointe Capital Management
Michigan
$429K +$424K +42,500 New
Ameriprise
11
Ameriprise
Minnesota
$361K +$228K +22,918 +179%
SG
12
StoneX Group
New York
$196K +$194K +19,415 New
IA
13
IFP Advisors
Florida
$194K
OC
14
Oppenheimer & Co
New York
$152K +$150K +15,000 New
LPL Financial
15
LPL Financial
California
$146K -$476K -47,772 -77%
Creative Planning
16
Creative Planning
Kansas
$51K +$50.6K +5,078 New
CHC
17
City Holding Co
West Virginia
$30K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$20K
TRCT
19
Tower Research Capital (TRC)
New York
$2K -$1.4K -140 -47%
WS
20
Wedbush Securities
California
-$111K -11,189 Closed

FIV Hedge Fund Activity: Q2 2017 in Review

19 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q2 2017, worth a combined $22.7M — up 41% from $16.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FIV positions and 1 closed out — a net gain of 5 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was Wells Fargo, adding an estimated $3.29M. The largest seller was ACG Wealth, cutting an estimated $1.7M.

  • 19 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q2 2017, up from 14 in Q1 2017.
  • Funds reported $22.7M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q2 2017, up 41% quarter-over-quarter.
  • 6 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q2 2017 and 1 closed out, a net change of +5 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q2 2017 was Wells Fargo, an estimated $3.29M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q2 2017 was ACG Wealth, an estimated $1.7M sold.

Based on aggregated 13F filings for Q2 2017.