Clear Harbor Asset Management’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Clear Harbor Asset Management’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-26,405	Closed	-$251K	–	422
2021 Q2	$251K	Sell	26,405 -26,390	-50%	-$249K	0.03%	305
2021 Q1	$497K	Buy	52,795 +300	+0.6%	+$2.77K	0.07%	202
2020 Q4	$472K	Hold	52,495	–	–	0.07%	182
2020 Q3	$443K	Sell	52,495 -1,000	-2%	-$8.5K	0.08%	169
2020 Q2	$442K	Buy	53,495 +200	+0.4%	+$1.61K	0.08%	167
2020 Q1	$391K	Buy	53,295 +3,375	+7%	+$29.2K	0.09%	147
2019 Q4	$459K	Buy	49,920 +3,500	+8%	+$31.5K	0.08%	167
2019 Q3	$411K	Hold	46,420	–	–	0.08%	162
2019 Q2	$413K	Sell	46,420 -415	-0.9%	-$3.69K	0.08%	157
2019 Q1	$409K	Buy	46,835 +11,845	+34%	+$105K	0.08%	162
2018 Q4	$289K	Buy	+34,990	New	+$311K	0.07%	185

Other funds holding FIV

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

OIM

Oder Investment Management Woodland Hills, California $130M AUM 25.54% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Clear Harbor Asset Management's FIV Position: Q3 2021 in Review

Clear Harbor Asset Management sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q3 2021, closing a stake of 26,405 shares — an estimated $251K sold.

Clear Harbor Asset Management first reported a position in FIV in Q4 2018 and held it in 11 quarters. The position peaked at $497K in Q1 2021. 46 funds tracked by Wall St. Rank hold FIV as of Q3 2021.

Clear Harbor Asset Management reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q3 2021 after selling out during the quarter.
Clear Harbor Asset Management sold 26,405 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q3 2021, an estimated $251K.
Clear Harbor Asset Management first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q4 2018 and held it in 11 quarters.
Clear Harbor Asset Management's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $497K in Q1 2021.
46 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q3 2021.

Based on Clear Harbor Asset Management's 13F filing for Q3 2021, filed 3 Nov 2021.