Pointe Capital Management’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Pointe Capital Management’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-22,500	Closed	-$217K	–	159
2021 Q3	$217K	Hold	22,500	–	–	0.15%	135
2021 Q2	$214K	Hold	22,500	–	–	0.15%	135
2021 Q1	$212K	Hold	22,500	–	–	0.15%	132
2020 Q4	$202K	Hold	22,500	–	–	0.17%	129
2020 Q3	$190K	Hold	22,500	–	–	0.17%	123
2020 Q2	$186K	Hold	22,500	–	–	0.17%	127
2020 Q1	$165K	Hold	22,500	–	–	0.16%	117
2019 Q4	$207K	Hold	22,500	–	–	0.17%	125
2019 Q3	$199K	Hold	22,500	–	–	0.17%	127
2019 Q2	$200K	Hold	22,500	–	–	0.16%	138
2019 Q1	$197K	Hold	22,500	–	–	0.17%	140
2018 Q4	$186K	Sell	22,500 -11,000	-33%	-$97.8K	0.18%	134
2018 Q3	$312K	Hold	33,500	–	–	0.25%	117
2018 Q2	$311K	Hold	33,500	–	–	0.27%	105
2018 Q1	$314K	Hold	33,500	–	–	0.27%	114
2017 Q4	$306K	Hold	33,500	–	–	0.24%	116
2017 Q3	$325K	Sell	33,500 -9,000	-21%	-$88.6K	0.24%	116
2017 Q2	$429K	Buy	+42,500	New	+$424K	0.31%	94

Other funds holding FIV

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Pointe Capital Management's FIV Position: Q4 2021 in Review

Pointe Capital Management sold out of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) in Q4 2021, closing a stake of 22,500 shares — an estimated $217K sold.

Pointe Capital Management first reported a position in FIV in Q2 2017 and held it in 18 quarters. The position peaked at $429K in Q2 2017. 1 fund tracked by Wall St. Rank holds FIV as of Q4 2021.

Pointe Capital Management reported no remaining First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position as of Q4 2021 after selling out during the quarter.
Pointe Capital Management sold 22,500 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q4 2021, an estimated $217K.
Pointe Capital Management first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q2 2017 and held it in 18 quarters.
Pointe Capital Management's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $429K in Q2 2017.
1 fund tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q4 2021.

Based on Pointe Capital Management's 13F filing for Q4 2021, filed 11 Feb 2022.