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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV

Delisted

FIV was delisted on the 9th of December, 2021.

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47 hedge funds and large institutions have $70.5M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more funds holding

Funds holding: 44 → 47 (+3)

5% more capital invested

Capital invested by funds: $67.2M → $70.5M (+$3.3M)

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
18
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AG
Advisor Group
Arizona
+$1.86M
2
RJA
Raymond James & Associates
Florida
+$487K
3
SPIA
Steward Partners Investment Advisory
New York
+$452K
4
Truist Financial
Truist Financial
North Carolina
+$431K
5
COLIM
City of London Investment Management
United Kingdom
+$411K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$2.94M
2
Ameriprise
Ameriprise
Minnesota
-$384K
3
ASN
Advisory Services Network
Georgia
-$298K
4
Wells Fargo
Wells Fargo
California
-$269K
5
RFM
Royal Fund Management
Florida
-$212K
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWM
26
B. Riley Wealth Management
Tennessee
$242K +$9.87K +1,095 +4%
SW
27
SVB Wealth
Massachusetts
$230K – – –
NCM
28
Narwhal Capital Management
Georgia
$219K +$1.98K +220 +0.9%
PCM
29
Pointe Capital Management
Michigan
$207K – – –
CAN
30
Cetera Advisor Networks
California
$194K -$98.1K -10,882 -34%
WS
31
Wedbush Securities
California
$189K -$17.3K -1,917 -9%
BF
32
BOK Financial
Oklahoma
$167K – – –
WSTAM
33
Wilbanks Smith & Thomas Asset Management
Virginia
$164K +$44.2K +4,907 +38%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$159K +$156K +17,300 New
APP
35
Avantax Planning Partners
Iowa
$152K +$149K +16,500 New
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$147K +$21.6K +2,400 +18%
RJFSA
37
Raymond James Financial Services Advisors
Florida
$135K – – –
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$112K +$110K +12,247 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$91K -$67.6K -7,500 -43%
APA
40
American Portfolios Advisors
New York
$35.4K -$451 -50 -1%
EP
41
Eudaimonia Partners
Tennessee
$23K +$22.5K +2,500 New
EWM
42
EPG Wealth Management
Georgia
$21K +$20.6K +2,286 New
EIP
43
Ellis Investment Partners
Pennsylvania
$15K +$153 +17 +1%
CHC
44
City Holding Co
West Virginia
$14K – – –
SIS
45
Sound Income Strategies
Florida
$12K +$11.9K +1,318 New
GWS
46
Glassman Wealth Services
Virginia
$11K +$11.3K +1,250 New
CFD
47
Creative Financial Designs
Indiana
$7K +$7.21K +800 New
RCM
48
Rivernorth Capital Management
Florida
– -$876 -98,986 Closed
ASN
49
Advisory Services Network
Georgia
– -$298K -33,500 Closed
RFM
50
Royal Fund Management
Florida
– -$212K -23,989 Closed
1
2
3

FIV Hedge Fund Activity: Q4 2019 in Review

47 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q4 2019, worth a combined $70.5M — up 4.9% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FIV positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Advisor Group, adding an estimated $1.86M. The largest seller was Morgan Stanley, cutting an estimated $2.94M.

  • 47 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q4 2019, up from 44 in Q3 2019.
  • Funds reported $70.5M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q4 2019, up 4.9% quarter-over-quarter.
  • 11 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q4 2019 and 7 closed out, a net change of +4 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q4 2019 was Advisor Group, an estimated $1.86M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q4 2019 was Morgan Stanley, an estimated $2.94M sold.

Based on aggregated 13F filings for Q4 2019.