Ladenburg Thalmann Financial Services’s First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest FIV Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FIV Stock Details FIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$91K	Sell	9,900 -7,500	-43%	-$67.6K	﹤0.01%	3100
2019 Q3	$154K	Hold	17,400	–	–	﹤0.01%	2657
2019 Q2	$154K	Hold	17,400	–	–	﹤0.01%	2656
2019 Q1	$152K	Hold	17,400	–	–	﹤0.01%	2599
2018 Q4	$144K	Sell	17,400 -8,200	-32%	-$72.9K	﹤0.01%	2489
2018 Q3	$238K	Buy	25,600 +5,000	+24%	+$46.4K	﹤0.01%	2175
2018 Q2	$193K	Hold	20,600	–	–	﹤0.01%	2270
2018 Q1	$193K	Hold	20,600	–	–	﹤0.01%	2270
2017 Q4	$188K	Buy	20,600 +18,600	+930%	+$174K	﹤0.01%	2249
2017 Q3	$19K	Hold	2,000	–	–	﹤0.01%	3721
2017 Q2	$20K	Hold	2,000	–	–	﹤0.01%	3630
2017 Q1	$20K	Buy	+2,000	New	+$20.1K	﹤0.01%	3565

Other funds holding FIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FIV Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) stake by 43% in Q4 2019, selling an estimated $67.6K and leaving 9,900 shares worth $91K. The position accounts for ﹤0.01% of the portfolio, ranked #3100.

Ladenburg Thalmann Financial Services first reported a position in FIV in Q1 2017 and has held it in 12 quarters since. The position peaked at $238K in Q3 2018. 47 funds tracked by Wall St. Rank hold FIV as of Q4 2019.

Ladenburg Thalmann Financial Services held 9,900 shares of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest worth $91K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 7,500 First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest shares in Q4 2019, an estimated $67.6K.
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3100 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest position peaked at $238K in Q3 2018.
47 funds tracked by Wall St. Rank held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.