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Financial Institutions
FISI

115 hedge funds and large institutions have $334M invested in Financial Institutions in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

3% more capital invested

Capital invested by funds: $325M → $334M (+$9.05M)

0.31% more ownership

Funds ownership: 68.48% → 68.79% (+0.31%)

0% more funds holding

Funds holding: 115 → 115 (0)

23% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 43

Holders
115
Holders Change
–
Holders Change %
0%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
33
Reduced
43
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$4.44M
2
Goldman Sachs
Goldman Sachs
New York
+$917K
3
GCP
GSA Capital Partners
United Kingdom
+$561K
4
EC
EJF Capital
Virginia
+$482K
5
Franklin Resources
Franklin Resources
California
+$480K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.25M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$941K
3
Millennium Management
Millennium Management
New York
-$849K
4
DA
DCM Advisors
New York
-$751K
5
BlackRock
BlackRock
New York
-$602K
Name Holding Trade Value Shares
Change 		Change in
Stake
Lazard Asset Management
101
Lazard Asset Management
New York
$26K +$25.7K +850 New
TRCT
102
Tower Research Capital (TRC)
New York
$22K -$76.7K -2,535 -78%
FF
103
FourThought Financial
Florida
$14K – – –
CAPTRUST Financial Advisors
104
CAPTRUST Financial Advisors
North Carolina
$13K – – –
FMP
105
Financial Management Professionals
Texas
$13K +$12.6K +417 New
Canada Life
106
Canada Life
Manitoba, Canada
$9K – – –
ACA
107
Atlas Capital Advisors
Wyoming
$3.06K +$3.02K +100 New
TWA
108
TCI Wealth Advisors
Arizona
$2K – – –
FHA
109
First Horizon Advisors
Tennessee
$1K – – –
PNC Financial Services Group
110
PNC Financial Services Group
Pennsylvania
$1K – – –
Rockefeller Capital Management
111
Rockefeller Capital Management
New York
$1K +$1.39K +46 New
Nisa Investment Advisors
112
Nisa Investment Advisors
Missouri
$116 – – –
DA
113
DCM Advisors
New York
– -$751K -25,026 Closed
Squarepoint
114
Squarepoint
New York
– -$291K -9,693 Closed
Jane Street
115
Jane Street
New York
– -$269K -8,974 Closed
California Public Employees Retirement System
116
California Public Employees Retirement System
California
– -$238K -7,940 Closed
Susquehanna International Group
117
Susquehanna International Group
Pennsylvania
– -$227K -7,567 Closed
Connor, Clark & Lunn Investment Management (CC&L)
118
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$215K -7,173 Closed
ECM
119
ExodusPoint Capital Management
New York
– -$207K -6,896 Closed
Russell Investments Group
120
Russell Investments Group
United Kingdom
– -$138K -4,607 Closed
Group One Trading
121
Group One Trading
Illinois
– -$44K -1,466 Closed
UBS Group
122
UBS Group
Switzerland
– -$5K -174 Closed
S
123
SignatureFD
Georgia
– +$424 +14 New
1 2 3 4
5

FISI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2021, worth a combined $334M — up 2.8% from $325M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 10 closed out — a net gain of 1 holder — while 33 added to existing stakes and 43 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $4.44M. The largest seller was Invesco, cutting an estimated $1.25M.

  • 115 institutional investors held Financial Institutions (FISI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $334M of Financial Institutions stock for Q3 2021, up 2.8% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q3 2021 and 10 closed out, a net change of +1 holder.
  • The largest Financial Institutions buyer in Q3 2021 was Fidelity Investments, an estimated $4.44M added.
  • The largest Financial Institutions seller in Q3 2021 was Invesco, an estimated $1.25M sold.

Based on aggregated 13F filings for Q3 2021.