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Financial Institutions

128 hedge funds and large institutions have $344M invested in Financial Institutions in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 54 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 32

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

2% more funds holding

Funds holding: 125128 (+3)

4% more capital invested

Capital invested by funds: $332M → $344M (+$12M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.08% less ownership

Funds ownership: 71.27%71.19% (-0.08%)

Holders
128
Holders Change
+3
Holders Change %
+2.4%
% of All Funds
2.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
54
Reduced
32
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MLICM
101
Metropolitan Life Insurance Company (MetLife)
New York
$168K
SFS
102
Sowell Financial Services
Arkansas
$164K +$159K +5,435 New
Citigroup
103
Citigroup
New York
$163K -$6.12K -209 -4%
Russell Investments Group
104
Russell Investments Group
United Kingdom
$142K +$73.7K +2,516 +115%
Legal & General Group
105
Legal & General Group
United Kingdom
$132K +$41.3K +1,411 +48%
VRM
106
Vectors Research Management
New York
$124K
BNP Paribas Financial Markets
107
BNP Paribas Financial Markets
France
$74.8K -$6.15K -210 -8%
QAM
108
QCI Asset Management
New York
$74K
OSAM
109
O'Shaughnessy Asset Management
Connecticut
$65K +$22K +751 +54%
Zurich Cantonal Bank
110
Zurich Cantonal Bank
Switzerland
$59K
MAM
111
Meeder Asset Management
Ohio
$42K +$8.32K +284 +25%
New York State Teachers Retirement System (NYSTRS)
112
New York State Teachers Retirement System (NYSTRS)
New York
$39K
AIP
113
Ameritas Investment Partners
Nebraska
$34K
APA
114
American Portfolios Advisors
New York
$31.2K
PNC Financial Services Group
115
PNC Financial Services Group
Pennsylvania
$23K
MWNA
116
Marshall Wace North America
New York
$20K +$19.5K +666 New
QT
117
Quantamental Technologies
New York
$15K +$2.9K +99 +25%
CCM
118
Copeland Capital Management
Pennsylvania
$14K +$410 +14 +3%
TRCT
119
Tower Research Capital (TRC)
New York
$14K +$13.4K +459 New
Nisa Investment Advisors
120
Nisa Investment Advisors
Missouri
$13K
Lazard Asset Management
121
Lazard Asset Management
New York
$13K +$12.8K +437 New
LTFS
122
Ladenburg Thalmann Financial Services
Florida
$5K -$1.64K -56 -27%
Fidelity Investments
123
Fidelity Investments
Massachusetts
$2K
US Bancorp
124
US Bancorp
Minnesota
$2K
VNA
125
Valley National Advisers
Pennsylvania
$2K

FISI Hedge Fund Activity: Q3 2019 in Review

128 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2019, worth a combined $344M — up 3.6% from $332M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FISI positions and 10 closed out — a net gain of 4 holders — while 54 added to existing stakes and 32 trimmed.

The largest buyer was Royce & Associates, adding an estimated $3.11M. The largest seller was Maltese Capital Management, exiting entirely with an estimated $4.66M sold.

  • 128 institutional investors held Financial Institutions (FISI) as of Q3 2019, up from 125 in Q2 2019.
  • Funds reported $344M of Financial Institutions stock for Q3 2019, up 3.6% quarter-over-quarter.
  • 14 funds opened new Financial Institutions positions in Q3 2019 and 10 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q3 2019 was Royce & Associates, an estimated $3.11M added.
  • The largest Financial Institutions seller in Q3 2019 was Maltese Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q3 2019.