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Financial Institutions
FISI

124 hedge funds and large institutions have $359M invested in Financial Institutions in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 46 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

35% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 34

7% more funds holding

Funds holding: 116 → 124 (+8)

1.81% more ownership

Funds ownership: 70.03% → 71.83% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less capital invested

Capital invested by funds: $367M → $359M (-$7.31M)

Holders
124
Holders Change
+8
Holders Change %
+6.9%
% of All Funds
2.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
46
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$6.93M
2
Morgan Stanley
Morgan Stanley
New York
+$4.23M
3
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$3.57M
4
Renaissance Technologies
Renaissance Technologies
New York
+$2.11M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.98M

Top Sellers

Rank Fund Capital Flow
1
BCM
Basswood Capital Management
New York
-$12.6M
2
EPCA
Elizabeth Park Capital Advisors
Ohio
-$6.17M
3
MCM
Maltese Capital Management
New York
-$2.27M
4
CAM
ClariVest Asset Management
California
-$854K
5
Nordea Investment Management
Nordea Investment Management
Sweden
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
VRM
101
Vectors Research Management
New York
$137K +$133K +4,100 New
Citigroup
102
Citigroup
New York
$135K -$77.3K -2,390 -36%
Acadian Asset Management
103
Acadian Asset Management
Massachusetts
$82K -$89.9K -2,781 -52%
Zurich Cantonal Bank
104
Zurich Cantonal Bank
Switzerland
$77K – – –
QAM
105
QCI Asset Management
New York
$77K +$79.1K +2,445 New
SEI Investments
106
SEI Investments
Pennsylvania
$74K -$19K -587 -18%
Legal & General Group
107
Legal & General Group
United Kingdom
$73K – – –
Canada Life
108
Canada Life
Manitoba, Canada
$53K -$65 -2 -0.1%
New York State Teachers Retirement System (NYSTRS)
109
New York State Teachers Retirement System (NYSTRS)
New York
$44K +$45.3K +1,400 New
AIP
110
Ameritas Investment Partners
Nebraska
$36K – – –
MAM
111
Meeder Asset Management
Ohio
$35K +$25.6K +791 +239%
SGAM
112
Smith Group Asset Management
Texas
$34K – – –
APA
113
American Portfolios Advisors
New York
$32.5K – – –
Macquarie Group
114
Macquarie Group
Australia
$25K +$25.9K +800 New
PNC Financial Services Group
115
PNC Financial Services Group
Pennsylvania
$24K – – –
BNP Paribas Financial Markets
116
BNP Paribas Financial Markets
France
$14.9K -$7.89K -244 -34%
Nisa Investment Advisors
117
Nisa Investment Advisors
Missouri
$14K – – –
Fidelity Investments
118
Fidelity Investments
Massachusetts
$13K +$13.7K +425 New
Loomis, Sayles & Company
119
Loomis, Sayles & Company
Massachusetts
$8K +$8.02K +248 New
LTFS
120
Ladenburg Thalmann Financial Services
Florida
$7K +$291 +9 +4%
DA
121
Denali Advisors
California
$4K +$4.5K +139 New
US Bancorp
122
US Bancorp
Minnesota
$2K – – –
VNA
123
Valley National Advisers
Pennsylvania
$2K +$1.71K +53 New
TRCT
124
Tower Research Capital (TRC)
New York
$2K +$2.46K +76 New
BCM
125
Basswood Capital Management
New York
– -$12.6M -384,427 Closed
2 3 4
5
6

FISI Hedge Fund Activity: Q3 2018 in Review

124 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2018, worth a combined $359M — down 2% from $367M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FISI positions and 11 closed out — a net gain of 8 holders — while 46 added to existing stakes and 34 trimmed.

The largest buyer was Royce & Associates, adding an estimated $6.93M. The largest seller was Basswood Capital Management, exiting entirely with an estimated $12.6M sold.

  • 124 institutional investors held Financial Institutions (FISI) as of Q3 2018, up from 116 in Q2 2018.
  • Funds reported $359M of Financial Institutions stock for Q3 2018, down 2% quarter-over-quarter.
  • 19 funds opened new Financial Institutions positions in Q3 2018 and 11 closed out, a net change of +8 holders.
  • The largest Financial Institutions buyer in Q3 2018 was Royce & Associates, an estimated $6.93M added.
  • The largest Financial Institutions seller in Q3 2018 was Basswood Capital Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2018.