We are live on ! Find out more
FISI icon

Financial Institutions
FISI

121 hedge funds and large institutions have $345M invested in Financial Institutions in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 34

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

11% more capital invested

Capital invested by funds: $311M → $345M (+$33.8M)

4% more funds holding

Funds holding: 116 → 121 (+5)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.48% less ownership

Funds ownership: 71.44% → 70.96% (-0.48%)

Holders
121
Holders Change
+5
Holders Change %
+4.31%
% of All Funds
2.74%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
16
Increased
56
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
EPCA
Elizabeth Park Capital Advisors
Ohio
+$8.63M
2
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$2.9M
3
B
Bailard
California
+$2.26M
4
American Century Companies
American Century Companies
Missouri
+$1.89M
5
AL
AJO LP
Pennsylvania
+$1.85M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$6.69M
2
BCM
Basswood Capital Management
New York
-$3.96M
3
NFA
Nationwide Fund Advisors
Ohio
-$3.88M
4
Renaissance Technologies
Renaissance Technologies
New York
-$2.46M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
RQS
101
Ramsey Quantitative Systems
Kentucky
$113K +$114K +3,630 New
Barclays
102
Barclays
United Kingdom
$77K +$58.4K +1,859 +288%
Parallax Volatility Advisers
103
Parallax Volatility Advisers
California
$69K +$70K +2,226 New
TRCT
104
Tower Research Capital (TRC)
New York
$58K -$14.3K -456 -20%
Canada Life
105
Canada Life
Manitoba, Canada
$49K +$1.89K +60 +4%
UBS Group
106
UBS Group
Switzerland
$45K -$42K -1,337 -48%
Zurich Cantonal Bank
107
Zurich Cantonal Bank
Switzerland
$44K – – –
SEI Investments
108
SEI Investments
Pennsylvania
$40K +$2.55K +81 +7%
AIP
109
Ameritas Investment Partners
Nebraska
$35K – – –
VFA
110
Valeo Financial Advisors
Indiana
$35K +$35.4K +1,125 New
APA
111
American Portfolios Advisors
New York
$32.2K +$32.5K +1,035 New
SGAM
112
Smith Group Asset Management
Texas
$26K – – –
PNC Financial Services Group
113
PNC Financial Services Group
Pennsylvania
$24K – – –
Nisa Investment Advisors
114
Nisa Investment Advisors
Missouri
$19K – – –
DCM
115
Delpha Capital Management
New York
$16K +$16.1K +511 New
RA
116
Royce & Associates
New York
$10K -$817 -26 -8%
LTFS
117
Ladenburg Thalmann Financial Services
Florida
$9K +$6.13K +195 +205%
CA
118
Calton & Associates
Florida
$6K +$5.91K +188 New
FMA
119
FNY Managed Accounts
New York
$2K -$6.7K -213 -75%
US Bancorp
120
US Bancorp
Minnesota
$2K – – –
NFA
121
Nationwide Fund Advisors
Ohio
– -$3.88M -134,708 Closed
BPM
122
Bowling Portfolio Management
Ohio
– -$1.08M -37,423 Closed
Ohio Public Employees Retirement System (OPERS)
123
Ohio Public Employees Retirement System (OPERS)
Ohio
– -$429K -14,885 Closed
DTL
124
Dynamic Technology Lab
Singapore
– -$368K -12,764 Closed
GFPC
125
Global Financial Private Capital
Florida
– -$259K -8,993 Closed
2 3 4
5
6

FISI Hedge Fund Activity: Q4 2017 in Review

121 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2017, worth a combined $345M — up 11% from $311M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FISI positions and 11 closed out — a net gain of 5 holders — while 56 added to existing stakes and 34 trimmed.

The largest buyer was Elizabeth Park Capital Advisors, opening a new position worth an estimated $8.63M. The largest seller was Fidelity Investments, cutting an estimated $6.69M.

  • 121 institutional investors held Financial Institutions (FISI) as of Q4 2017, up from 116 in Q3 2017.
  • Funds reported $345M of Financial Institutions stock for Q4 2017, up 11% quarter-over-quarter.
  • 16 funds opened new Financial Institutions positions in Q4 2017 and 11 closed out, a net change of +5 holders.
  • The largest Financial Institutions buyer in Q4 2017 was Elizabeth Park Capital Advisors, an estimated $8.63M added.
  • The largest Financial Institutions seller in Q4 2017 was Fidelity Investments, an estimated $6.69M sold.

Based on aggregated 13F filings for Q4 2017.