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Financial Institutions

116 hedge funds and large institutions have $311M invested in Financial Institutions in 2017 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 53 increasing their positions, 32 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 32

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

4% more funds holding

Funds holding: 112116 (+4)

1.8% more ownership

Funds ownership: 69.64%71.44% (+1.8%)

3% more capital invested

Capital invested by funds: $302M → $311M (+$9.4M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
116
Holders Change
+4
Holders Change %
+3.57%
% of All Funds
2.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
53
Reduced
32
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Canada Life
101
Canada Life
Manitoba, Canada
$43K
BNP Paribas Financial Markets
102
BNP Paribas Financial Markets
France
$42.3K -$16K -566 -28%
Zurich Cantonal Bank
103
Zurich Cantonal Bank
Switzerland
$41K
Macquarie Group
104
Macquarie Group
Australia
$40K +$39.5K +1,400 New
Royal Bank of Canada
105
Royal Bank of Canada
Ontario, Canada
$38K +$35.1K +1,242 +1,335%
SEI Investments
106
SEI Investments
Pennsylvania
$35K +$11K +389 +47%
AIP
107
Ameritas Investment Partners
Nebraska
$30K
MAM
108
Meeder Asset Management
Ohio
$26K -$7.26K -257 -22%
SGAM
109
Smith Group Asset Management
Texas
$24K -$192K -6,810 -89%
PNC Financial Services Group
110
PNC Financial Services Group
Pennsylvania
$22K +$424 +15 +2%
Barclays
111
Barclays
United Kingdom
$19K +$678 +24 +4%
Nisa Investment Advisors
112
Nisa Investment Advisors
Missouri
$17K
RA
113
Royce & Associates
New York
$10K +$9.38K +332 New
FMA
114
FNY Managed Accounts
New York
$8K +$8.02K +284 New
LTFS
115
Ladenburg Thalmann Financial Services
Florida
$3K -$5.73K -203 -68%
US Bancorp
116
US Bancorp
Minnesota
$2K +$2.09K +74 New
EC
117
EJF Capital
Virginia
-$2.17M -72,954 Closed
KCM
118
Kennedy Capital Management
Missouri
-$1.34M -45,035 Closed
ACM
119
Ativo Capital Management
Illinois
-$919K -30,835 Closed
Allianz Asset Management
120
Allianz Asset Management
Germany
-$435K -14,585 Closed
Connor, Clark & Lunn Investment Management (CC&L)
121
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$326K -10,925 Closed
OAM
122
Oxford Asset Management
United Kingdom
-$304K -10,206 Closed
Squarepoint
123
Squarepoint
New York
-$261K -8,755 Closed
MF
124
Magnetar Financial
Illinois
-$209K -7,011 Closed
PCM
125
Prelude Capital Management
New York
-$92K -3,100 Closed

FISI Hedge Fund Activity: Q3 2017 in Review

116 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2017, worth a combined $311M — up 3.1% from $302M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FISI positions and 12 closed out — a net gain of 5 holders — while 53 added to existing stakes and 32 trimmed.

The largest buyer was Basswood Capital Management, opening a new position worth an estimated $8.83M. The largest seller was EJF Capital, exiting entirely with an estimated $2.17M sold.

  • 116 institutional investors held Financial Institutions (FISI) as of Q3 2017, up from 112 in Q2 2017.
  • Funds reported $311M of Financial Institutions stock for Q3 2017, up 3.1% quarter-over-quarter.
  • 17 funds opened new Financial Institutions positions in Q3 2017 and 12 closed out, a net change of +5 holders.
  • The largest Financial Institutions buyer in Q3 2017 was Basswood Capital Management, an estimated $8.83M added.
  • The largest Financial Institutions seller in Q3 2017 was EJF Capital, an estimated $2.17M sold.

Based on aggregated 13F filings for Q3 2017.