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Financial Institutions
FISI

124 hedge funds and large institutions have $359M invested in Financial Institutions in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 46 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

35% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 34

7% more funds holding

Funds holding: 116 → 124 (+8)

1.81% more ownership

Funds ownership: 70.03% → 71.83% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less capital invested

Capital invested by funds: $367M → $359M (-$7.31M)

Holders
124
Holders Change
+8
Holders Change %
+6.9%
% of All Funds
2.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
46
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$6.93M
2
Morgan Stanley
Morgan Stanley
New York
+$4.23M
3
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$3.57M
4
Renaissance Technologies
Renaissance Technologies
New York
+$2.11M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.98M

Top Sellers

Rank Fund Capital Flow
1
BCM
Basswood Capital Management
New York
-$12.6M
2
EPCA
Elizabeth Park Capital Advisors
Ohio
-$6.17M
3
MCM
Maltese Capital Management
New York
-$2.27M
4
CAM
ClariVest Asset Management
California
-$854K
5
Nordea Investment Management
Nordea Investment Management
Sweden
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
CI
76
Cigna Investments
Connecticut
$409K +$463K +14,317 New
VRS
77
Virginia Retirement Systems
Virginia
$405K +$417K +12,900 New
CS
78
Credit Suisse
Switzerland
$400K -$135K -4,188 -25%
GC
79
Globeflex Capital
California
$376K -$297K -9,200 -43%
RM
80
Resource Management
Louisiana
$375K -$4.98K -154 -1%
AllianceBernstein
81
AllianceBernstein
Tennessee
$364K +$3.23K +100 +0.9%
OAM
82
Oxford Asset Management
United Kingdom
$343K – – –
Citadel Advisors
83
Citadel Advisors
Florida
$327K -$579K -17,891 -63%
MCM
84
Matarin Capital Management
New York
$322K +$331K +10,251 New
AIG
85
American International Group
New York
$320K +$5.98K +185 +2%
RJA
86
Raymond James & Associates
Florida
$311K +$18.3K +566 +6%
MC
87
Menta Capital
California
$267K +$47.7K +1,476 +21%
Axa
88
Axa
France
$264K – – –
HIMCH
89
Hartford Investment Management Co (HIMCO)
Connecticut
$240K +$247K +7,632 New
QI
90
QS Investors
New York
$231K – – –
EGM
91
Engineers Gate Manager
New York
$227K +$234K +7,245 New
UBS AM
92
UBS AM
Illinois
$226K – – –
BGIM
93
Brandywine Global Investment Management
Pennsylvania
$216K +$16.2K +500 +8%
WC
94
Whitney & Co
New York
$210K – – –
Barclays
95
Barclays
United Kingdom
$209K +$161K +4,988 +300%
UBS Group
96
UBS Group
Switzerland
$207K +$36.5K +1,130 +21%
MIM
97
MetLife Investment Management
New Jersey
$203K – – –
State Board of Administration of Florida Retirement System
98
State Board of Administration of Florida Retirement System
Florida
$200K – – –
MLICM
99
Metropolitan Life Insurance Company (MetLife)
New York
$175K – – –
RQS
100
Ramsey Quantitative Systems
Kentucky
$140K +$43.9K +1,357 +44%
2 3
4
5 6

FISI Hedge Fund Activity: Q3 2018 in Review

124 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2018, worth a combined $359M — down 2% from $367M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FISI positions and 11 closed out — a net gain of 8 holders — while 46 added to existing stakes and 34 trimmed.

The largest buyer was Royce & Associates, adding an estimated $6.93M. The largest seller was Basswood Capital Management, exiting entirely with an estimated $12.6M sold.

  • 124 institutional investors held Financial Institutions (FISI) as of Q3 2018, up from 116 in Q2 2018.
  • Funds reported $359M of Financial Institutions stock for Q3 2018, down 2% quarter-over-quarter.
  • 19 funds opened new Financial Institutions positions in Q3 2018 and 11 closed out, a net change of +8 holders.
  • The largest Financial Institutions buyer in Q3 2018 was Royce & Associates, an estimated $6.93M added.
  • The largest Financial Institutions seller in Q3 2018 was Basswood Capital Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2018.