We are live on ! Find out more
FISI icon

Financial Institutions
FISI

87 hedge funds and large institutions have $210M invested in Financial Institutions in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 23 increasing their positions, 36 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

10% more capital invested

Capital invested by funds: $192M → $210M (+$18.5M)

0% more funds holding

Funds holding: 87 → 87 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

36% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 36

Holders
87
Holders Change
–
Holders Change %
0%
% of All Funds
2.32%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
23
Reduced
36
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$1.26M
2
Victory Capital Management
Victory Capital Management
Texas
+$1.11M
3
LSV Asset Management
LSV Asset Management
Illinois
+$780K
4
ACM
Ativo Capital Management
Illinois
+$416K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$392K

Top Sellers

Rank Fund Capital Flow
1
ICOM
Investment Counselors of Maryland
Maryland
-$1.68M
2
MCM
Maltese Capital Management
New York
-$1.09M
3
AIS
AlphaOne Investment Services
Pennsylvania
-$818K
4
CRC
Curi RMB Capital
Illinois
-$613K
5
CNBT
Canandaigua National Bank & Trust
New York
-$597K
Name Holding Trade Value Shares
Change 		Change in
Stake
Barclays
76
Barclays
United Kingdom
$28K -$34.4K -1,411 -56%
Creative Planning
77
Creative Planning
Kansas
$25K – – –
Wells Fargo
78
Wells Fargo
California
$22K +$6.24K +256 +40%
LTFS
79
Ladenburg Thalmann Financial Services
Florida
$13K – – –
BlackRock
80
BlackRock
New York
$11K – – –
MFS
81
MSI Financial Services
Massachusetts
$11K – – –
SGAM
82
Smith Group Asset Management
Texas
$11K – – –
PCM
83
Prelude Capital Management
New York
$5K -$139K -5,700 -97%
TRCT
84
Tower Research Capital (TRC)
New York
$5K -$1.56K -64 -24%
DA
85
Denali Advisors
California
$3K – – –
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$2K – – –
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$262 – – –
MCM
88
Maltese Capital Management
New York
– -$1.09M -48,600 Closed
RFC
89
Russell Frank Company
Washington
– -$373K -16,600 Closed
BNP Paribas Financial Markets
90
BNP Paribas Financial Markets
France
– -$20.5K -912 Closed
Schroder Investment Management Group
91
Schroder Investment Management Group
United Kingdom
– -$8.99K -400 Closed
1 2 3
4

FISI Hedge Fund Activity: Q4 2014 in Review

87 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2014, worth a combined $210M — up 9.6% from $192M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FISI positions and 4 closed out — a net gain of 2 holders — while 23 added to existing stakes and 36 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $1.26M. The largest seller was Investment Counselors of Maryland, cutting an estimated $1.68M.

  • 87 institutional investors held Financial Institutions (FISI) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $210M of Financial Institutions stock for Q4 2014, up 9.6% quarter-over-quarter.
  • 6 funds opened new Financial Institutions positions in Q4 2014 and 4 closed out, a net change of +2 holders.
  • The largest Financial Institutions buyer in Q4 2014 was BlackRock Fund Advisors, an estimated $1.26M added.
  • The largest Financial Institutions seller in Q4 2014 was Investment Counselors of Maryland, an estimated $1.68M sold.

Based on aggregated 13F filings for Q4 2014.