Financial Institutions
FISI
76 hedge funds and large institutions have $215M invested in Financial Institutions in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 31 reducing their positions, and 5 closing their positions.
22% more capital invested
Capital invested by funds: $177M → $215M (+$38.2M)
0% more funds holding
Funds holding: 76 → 76 (0)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
6% less repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 31
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$11M |
| 2 |
BMCMI
Bryn Mawr Capital Management Inc
Bryn Mawr,
Pennsylvania
|
+$985K |
| 3 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$833K |
| 4 |
AIS
AlphaOne Investment Services
West Chester,
Pennsylvania
|
+$730K |
| 5 |
Prudential Financial
Newark,
New Jersey
|
+$445K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JP Morgan Chase
New York
|
-$11.1M |
| 2 |
FG
FSI Group
Cincinnati,
Ohio
|
-$1.47M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
-$458K |
| 4 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
-$395K |
| 5 |
PI
Putnam Investments
Boston,
Massachusetts
|
-$374K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FG
76
FSI Group
Cincinnati,
Ohio
| – | -$1.47M | -71,626 | Closed |
|
77
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$13K | -639 | Closed |
|
78
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$6K | -269 | Closed |
|
79
Schroder Investment Management Group
London,
United Kingdom
| – | -$4.09K | -200 | Closed |
|
|
DAM
80
Delta Asset Management
Memphis,
Tennessee
| – | -$3K | -150 | Closed |
|
81
Wells Fargo
San Francisco,
California
| – | +$23 | +1 | New |
|
FISI Hedge Fund Activity: Q4 2013 in Review
76 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2013, worth a combined $215M — up 22% from $177M a quarter earlier.
Fund positioning in FISI was balanced in Q4 2013: 5 funds opened new positions, 5 closed out, 29 added to existing stakes and 31 trimmed.
The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $11M. The largest seller was JP Morgan Chase, cutting an estimated $11.1M.
- 76 institutional investors held Financial Institutions (FISI) as of Q4 2013, unchanged from Q3 2013.
- Funds reported $215M of Financial Institutions stock for Q4 2013, up 22% quarter-over-quarter.
- 5 funds opened new Financial Institutions positions in Q4 2013 and 5 closed out, a net change of 0 holders.
- The largest Financial Institutions buyer in Q4 2013 was Commonwealth Equity Services, an estimated $11M added.
- The largest Financial Institutions seller in Q4 2013 was JP Morgan Chase, an estimated $11.1M sold.
Based on aggregated 13F filings for Q4 2013.