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Financial Institutions
FISI

115 hedge funds and large institutions have $334M invested in Financial Institutions in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

3% more capital invested

Capital invested by funds: $325M → $334M (+$9.05M)

0.31% more ownership

Funds ownership: 68.48% → 68.79% (+0.31%)

0% more funds holding

Funds holding: 115 → 115 (0)

23% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 43

Holders
115
Holders Change
–
Holders Change %
0%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
33
Reduced
43
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$4.44M
2
Goldman Sachs
Goldman Sachs
New York
+$917K
3
GCP
GSA Capital Partners
United Kingdom
+$561K
4
EC
EJF Capital
Virginia
+$482K
5
Franklin Resources
Franklin Resources
California
+$480K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.25M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$941K
3
Millennium Management
Millennium Management
New York
-$849K
4
DA
DCM Advisors
New York
-$751K
5
BlackRock
BlackRock
New York
-$602K
Name Holding Trade Value Shares
Change 		Change in
Stake
GCP
51
GSA Capital Partners
United Kingdom
$862K +$561K +18,540 +194%
Grantham, Mayo, Van Otterloo & Co (GMO)
52
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$838K – – –
B
53
Bailard
California
$818K – – –
SO
54
STRS Ohio
Ohio
$812K – – –
RhumbLine Advisers
55
RhumbLine Advisers
Massachusetts
$778K +$21.9K +725 +3%
SEI Investments
56
SEI Investments
Pennsylvania
$725K -$91.1K -3,010 -11%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$723K -$11.9K -393 -2%
Wells Fargo
58
Wells Fargo
California
$700K +$395K +13,055 +133%
Los Angeles Capital Management
59
Los Angeles Capital Management
California
$675K +$26.9K +890 +4%
VOYA Investment Management
60
VOYA Investment Management
Georgia
$631K +$12.3K +408 +2%
OSAM
61
O'Shaughnessy Asset Management
Connecticut
$527K +$441K +14,578 +565%
ETC
62
Exchange Traded Concepts
Oklahoma
$495K -$242 -8 -0%
CC
63
Courier Capital
New York
$495K – – –
Franklin Resources
64
Franklin Resources
California
$486K +$480K +15,851 New
IA
65
IndexIQ Advisors
New York
$455K +$45K +1,487 +11%
Janney Montgomery Scott
66
Janney Montgomery Scott
Pennsylvania
$449K +$443K +14,639 New
PCM
67
Prelude Capital Management
New York
$431K +$425K +14,060 New
WG
68
Winton Group
United Kingdom
$421K +$1.09K +36 +0.3%
Stifel Financial
69
Stifel Financial
Missouri
$398K -$4.48K -148 -1%
QAM
70
QCI Asset Management
New York
$370K – – –
Millennium Management
71
Millennium Management
New York
$349K -$849K -28,050 -71%
RJA
72
Raymond James & Associates
Florida
$339K -$3.48K -115 -1%
RM
73
Resource Management
Louisiana
$336K – – –
Ohio Public Employees Retirement System (OPERS)
74
Ohio Public Employees Retirement System (OPERS)
Ohio
$323K – – –
SG Americas Securities
75
SG Americas Securities
New York
$315K +$311K +10,280 New
1 2
3
4 5

FISI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2021, worth a combined $334M — up 2.8% from $325M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 10 closed out — a net gain of 1 holder — while 33 added to existing stakes and 43 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $4.44M. The largest seller was Invesco, cutting an estimated $1.25M.

  • 115 institutional investors held Financial Institutions (FISI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $334M of Financial Institutions stock for Q3 2021, up 2.8% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q3 2021 and 10 closed out, a net change of +1 holder.
  • The largest Financial Institutions buyer in Q3 2021 was Fidelity Investments, an estimated $4.44M added.
  • The largest Financial Institutions seller in Q3 2021 was Invesco, an estimated $1.25M sold.

Based on aggregated 13F filings for Q3 2021.