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Financial Institutions
FISI

113 hedge funds and large institutions have $328M invested in Financial Institutions in 2021 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 39 increasing their positions, 50 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

37% more capital invested

Capital invested by funds: $241M → $328M (+$87.8M)

4% more funds holding

Funds holding: 109 → 113 (+4)

2.09% more ownership

Funds ownership: 66.54% → 68.64% (+2.1%)

22% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 50

Holders
113
Holders Change
+4
Holders Change %
+3.67%
% of All Funds
1.98%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
39
Reduced
50
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$10.8M
2
EC
EJF Capital
Virginia
+$4.65M
3
ACM
Ategra Capital Management
Virginia
+$3.75M
4
BlackRock
BlackRock
New York
+$2.05M
5
AQR Capital Management
AQR Capital Management
Connecticut
+$972K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$3.55M
2
Northern Trust
Northern Trust
Illinois
-$2.52M
3
Renaissance Technologies
Renaissance Technologies
New York
-$2.41M
4
BCM
Basswood Capital Management
New York
-$1.51M
5
MSL
Mackay Shields LLC
New York
-$1.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
51
D.E. Shaw & Co
New York
$922K -$587K -21,735 -42%
Grantham, Mayo, Van Otterloo & Co (GMO)
52
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$891K -$86.3K -3,196 -10%
Citadel Advisors
53
Citadel Advisors
Florida
$864K -$863K -31,951 -53%
RhumbLine Advisers
54
RhumbLine Advisers
Massachusetts
$845K -$26.6K -985 -3%
B
55
Bailard
California
$809K +$43.2K +1,600 +6%
SO
56
STRS Ohio
Ohio
$784K – – –
DA
57
DCM Advisors
New York
$777K +$439K +16,253 +173%
California State Teachers Retirement System (CalSTRS)
58
California State Teachers Retirement System (CalSTRS)
California
$726K – – –
Wells Fargo
59
Wells Fargo
California
$667K -$600K -22,233 -50%
SEI Investments
60
SEI Investments
Pennsylvania
$659K -$99.9K -3,700 -12%
CCM
61
Cutler Capital Management
Massachusetts
$636K +$54K +2,000 +11%
VOYA Investment Management
62
VOYA Investment Management
Georgia
$630K +$999 +37 +0.2%
Two Sigma Investments
63
Two Sigma Investments
New York
$612K +$252K +9,346 +86%
AllianceBernstein
64
AllianceBernstein
Tennessee
$567K +$79.2K +2,933 +19%
Millennium Management
65
Millennium Management
New York
$506K -$544K -20,148 -55%
CC
66
Courier Capital
New York
$490K -$54K -2,000 -11%
ETC
67
Exchange Traded Concepts
Oklahoma
$490K +$55.1K +2,041 +14%
HF
68
HRT Financial
New York
$465K +$415K +15,375 New
IA
69
IndexIQ Advisors
New York
$406K +$362K +13,406 New
Barclays
70
Barclays
United Kingdom
$402K +$220K +8,130 +159%
Stifel Financial
71
Stifel Financial
Missouri
$399K +$355K +13,158 New
WG
72
Winton Group
United Kingdom
$390K -$33.3K -1,234 -9%
RJA
73
Raymond James & Associates
Florida
$338K -$15.1K -559 -5%
RM
74
Resource Management
Louisiana
$332K – – –
Morgan Stanley
75
Morgan Stanley
New York
$319K -$217K -8,033 -43%
1 2
3
4 5

FISI Hedge Fund Activity: Q1 2021 in Review

113 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2021, worth a combined $328M — up 37% from $241M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 7 closed out — a net gain of 4 holders — while 39 added to existing stakes and 50 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $10.8M. The largest seller was Royce & Associates, cutting an estimated $3.55M.

  • 113 institutional investors held Financial Institutions (FISI) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $328M of Financial Institutions stock for Q1 2021, up 37% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q1 2021 and 7 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q1 2021 was Fidelity Investments, an estimated $10.8M added.
  • The largest Financial Institutions seller in Q1 2021 was Royce & Associates, an estimated $3.55M sold.

Based on aggregated 13F filings for Q1 2021.