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Financial Institutions
FISI

128 hedge funds and large institutions have $344M invested in Financial Institutions in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 54 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 32

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

2% more funds holding

Funds holding: 125 → 128 (+3)

4% more capital invested

Capital invested by funds: $332M → $344M (+$12M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.08% less ownership

Funds ownership: 71.27% → 71.19% (-0.08%)

Holders
128
Holders Change
+3
Holders Change %
+2.4%
% of All Funds
2.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
54
Reduced
32
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$3.11M
2
BPM
Bowling Portfolio Management
Ohio
+$1.04M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$921K
4
Renaissance Technologies
Renaissance Technologies
New York
+$911K
5
WG
Winton Group
United Kingdom
+$866K

Top Sellers

Rank Fund Capital Flow
1
MCM
Maltese Capital Management
New York
-$4.66M
2
Man Group
Man Group
United Kingdom
-$3.24M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$2.16M
4
USAA
United Services Automobile Association
Texas
-$1.04M
5
SCM
Sterling Capital Management
North Carolina
-$846K
Name Holding Trade Value Shares
Change 		Change in
Stake
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$1.11M +$446K +15,224 +70%
Man Group
52
Man Group
United Kingdom
$1.1M -$3.24M -110,662 -75%
BPM
53
Bowling Portfolio Management
Ohio
$1.07M +$1.04M +35,498 New
Federated Hermes
54
Federated Hermes
Pennsylvania
$1.07M -$24.3K -831 -2%
CIC
55
Cornercap Investment Counsel
Georgia
$1.06M – – –
OAM
56
Oxford Asset Management
United Kingdom
$997K – – –
Victory Capital Management
57
Victory Capital Management
Texas
$920K -$436K -14,873 -33%
Wells Fargo
58
Wells Fargo
California
$910K +$48.8K +1,666 +6%
Jacobs Levy Equity Management
59
Jacobs Levy Equity Management
New Jersey
$866K – – –
Swiss National Bank
60
Swiss National Bank
Switzerland
$851K – – –
RhumbLine Advisers
61
RhumbLine Advisers
Massachusetts
$804K +$55.4K +1,891 +8%
California State Teachers Retirement System (CalSTRS)
62
California State Teachers Retirement System (CalSTRS)
California
$728K +$8.44K +288 +1%
Morgan Stanley
63
Morgan Stanley
New York
$678K +$614K +20,971 +1,377%
SO
64
STRS Ohio
Ohio
$627K -$58.6K -2,000 -9%
SEI Investments
65
SEI Investments
Pennsylvania
$570K +$80.4K +2,744 +17%
CC
66
Courier Capital
New York
$564K +$561K +19,163 New
CS
67
Credit Suisse
Switzerland
$556K +$61.5K +2,100 +13%
GC
68
Globeflex Capital
California
$514K +$74.8K +2,554 +18%
VRS
69
Virginia Retirement Systems
Virginia
$510K -$43.9K -1,500 -8%
AG
70
Aperio Group
California
$471K +$88.7K +3,026 +24%
UBS Group
71
UBS Group
Switzerland
$461K +$297K +10,120 +196%
Stifel Financial
72
Stifel Financial
Missouri
$456K +$352 +12 +0.1%
B
73
Bailard
California
$453K – – –
QI
74
QS Investors
New York
$425K +$188K +6,400 +84%
Citadel Advisors
75
Citadel Advisors
Florida
$414K +$402K +13,717 New
1 2
3
4 5

FISI Hedge Fund Activity: Q3 2019 in Review

128 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2019, worth a combined $344M — up 3.6% from $332M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FISI positions and 10 closed out — a net gain of 4 holders — while 54 added to existing stakes and 32 trimmed.

The largest buyer was Royce & Associates, adding an estimated $3.11M. The largest seller was Maltese Capital Management, exiting entirely with an estimated $4.66M sold.

  • 128 institutional investors held Financial Institutions (FISI) as of Q3 2019, up from 125 in Q2 2019.
  • Funds reported $344M of Financial Institutions stock for Q3 2019, up 3.6% quarter-over-quarter.
  • 14 funds opened new Financial Institutions positions in Q3 2019 and 10 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q3 2019 was Royce & Associates, an estimated $3.11M added.
  • The largest Financial Institutions seller in Q3 2019 was Maltese Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q3 2019.