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Financial Institutions
FISI

116 hedge funds and large institutions have $311M invested in Financial Institutions in 2017 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 53 increasing their positions, 32 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 32

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

4% more funds holding

Funds holding: 112 → 116 (+4)

1.8% more ownership

Funds ownership: 69.64% → 71.44% (+1.8%)

3% more capital invested

Capital invested by funds: $302M → $311M (+$9.4M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
116
Holders Change
+4
Holders Change %
+3.57%
% of All Funds
2.89%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
53
Reduced
32
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Basswood Capital Management
New York
+$8.83M
2
AQR Capital Management
AQR Capital Management
Connecticut
+$2.75M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.89M
4
Renaissance Technologies
Renaissance Technologies
New York
+$1.77M
5
BFC
Banc Funds Company
Illinois
+$1.69M

Top Sellers

Rank Fund Capital Flow
1
EC
EJF Capital
Virginia
-$2.17M
2
NI
Numeric Investors
Massachusetts
-$1.71M
3
AL
AJO LP
Pennsylvania
-$1.34M
4
KCM
Kennedy Capital Management
Missouri
-$1.34M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
51
First Trust Advisors
Illinois
$882K -$86.1K -3,050 -9%
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$880K +$680K +24,081 +373%
Bessemer Group
53
Bessemer Group
New Jersey
$821K – – –
IA
54
IndexIQ Advisors
New York
$758K +$337K +11,946 +83%
SO
55
STRS Ohio
Ohio
$725K +$59.3K +2,100 +9%
TA
56
Teachers Advisors
New York
$705K – – –
CIC
57
Cornercap Investment Counsel
Georgia
$697K +$107K +3,800 +19%
SCM
58
Sterling Capital Management
North Carolina
$695K -$5.28K -187 -0.8%
USAA
59
United Services Automobile Association
Texas
$688K +$36.7K +1,300 +6%
Federated Hermes
60
Federated Hermes
Pennsylvania
$676K +$174K +6,158 +36%
California State Teachers Retirement System (CalSTRS)
61
California State Teachers Retirement System (CalSTRS)
California
$660K -$48.6K -1,719 -7%
New York State Common Retirement Fund
62
New York State Common Retirement Fund
New York
$651K – – –
Swiss National Bank
63
Swiss National Bank
Switzerland
$651K – – –
Mackenzie Financial
64
Mackenzie Financial
Ontario, Canada
$609K +$85.9K +3,041 +17%
MCM
65
Maltese Capital Management
New York
$608K +$596K +21,100 New
RhumbLine Advisers
66
RhumbLine Advisers
Massachusetts
$560K +$4.52K +160 +0.8%
GC
67
Globeflex Capital
California
$521K +$42.6K +1,510 +9%
Goldman Sachs
68
Goldman Sachs
New York
$492K -$63.2K -2,236 -12%
Jacobs Levy Equity Management
69
Jacobs Levy Equity Management
New Jersey
$489K -$46.3K -1,640 -9%
CS
70
Credit Suisse
Switzerland
$477K +$188K +6,658 +67%
GCP
71
GSA Capital Partners
United Kingdom
$464K -$49.8K -1,762 -10%
Balyasny Asset Management
72
Balyasny Asset Management
Illinois
$463K +$454K +16,062 New
HighTower Advisors
73
HighTower Advisors
Illinois
$460K +$451K +15,979 New
Wells Fargo
74
Wells Fargo
California
$431K +$159K +5,628 +60%
Ohio Public Employees Retirement System (OPERS)
75
Ohio Public Employees Retirement System (OPERS)
Ohio
$429K +$420K +14,885 New
1 2
3
4 5

FISI Hedge Fund Activity: Q3 2017 in Review

116 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2017, worth a combined $311M — up 3.1% from $302M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FISI positions and 12 closed out — a net gain of 5 holders — while 53 added to existing stakes and 32 trimmed.

The largest buyer was Basswood Capital Management, opening a new position worth an estimated $8.83M. The largest seller was EJF Capital, exiting entirely with an estimated $2.17M sold.

  • 116 institutional investors held Financial Institutions (FISI) as of Q3 2017, up from 112 in Q2 2017.
  • Funds reported $311M of Financial Institutions stock for Q3 2017, up 3.1% quarter-over-quarter.
  • 17 funds opened new Financial Institutions positions in Q3 2017 and 12 closed out, a net change of +5 holders.
  • The largest Financial Institutions buyer in Q3 2017 was Basswood Capital Management, an estimated $8.83M added.
  • The largest Financial Institutions seller in Q3 2017 was EJF Capital, an estimated $2.17M sold.

Based on aggregated 13F filings for Q3 2017.