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Financial Institutions
FISI

127 hedge funds and large institutions have $348M invested in Financial Institutions in 2021 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

16% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $1.41M

10% more funds holding

Funds holding: 115 → 127 (+12)

8% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 38

4% more capital invested

Capital invested by funds: $334M → $348M (+$13.6M)

0.36% more ownership

Funds ownership: 68.79% → 69.15% (+0.36%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
127
Holders Change
+12
Holders Change %
+10.43%
% of All Funds
1.95%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
23
Increased
41
Reduced
38
Closed
9
Calls
$1.64M
Puts
$1.41M
Net Calls
+$229K
Net Calls Change
+$229K

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$1.91M
2
PCA
PL Capital Advisors
Florida
+$1.6M
3
Millennium Management
Millennium Management
New York
+$1.44M
4
EC
EJF Capital
Virginia
+$957K
5
American Century Companies
American Century Companies
Missouri
+$733K

Top Sellers

Rank Fund Capital Flow
1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$4.4M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$3.56M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.42M
4
Prudential Financial
Prudential Financial
New Jersey
-$994K
5
GCP
GSA Capital Partners
United Kingdom
-$862K
Name Holding Trade Value Shares
Change 		Change in
Stake
EVM
26
Eaton Vance Management
Massachusetts
$2.97M – – –
EC
27
EJF Capital
Virginia
$2.93M +$957K +29,927 +48%
ROC
28
River Oaks Capital
Minnesota
$2.91M +$2.93M +91,600 New
RA
29
Royce & Associates
New York
$2.89M +$1.92K +60 +0.1%
PPA
30
Parametric Portfolio Associates
Washington
$2.74M -$11K -343 -0.4%
WC
31
Walthausen & Co
New York
$2.38M -$234K -7,310 -9%
GCM
32
Gator Capital Management
Florida
$2.31M +$2.32M +72,543 New
Federated Hermes
33
Federated Hermes
Pennsylvania
$2.23M – – –
New York State Common Retirement Fund
34
New York State Common Retirement Fund
New York
$2.06M -$63.7K -1,993 -3%
N
35
Nuveen
North Carolina
$1.82M -$124K -3,868 -6%
Goldman Sachs
36
Goldman Sachs
New York
$1.81M -$216K -6,749 -11%
Millennium Management
37
Millennium Management
New York
$1.79M +$1.44M +44,949 +395%
Jacobs Levy Equity Management
38
Jacobs Levy Equity Management
New Jersey
$1.73M +$68.8K +2,153 +4%
Victory Capital Management
39
Victory Capital Management
Texas
$1.59M +$35.2K +1,100 +2%
PCA
40
PL Capital Advisors
Florida
$1.59M +$1.6M +50,000 New
CCM
41
Community Capital Management
Florida
$1.54M -$735 -23 -0%
MAM
42
Martingale Asset Management
Massachusetts
$1.53M -$179K -5,600 -10%
Bank of America
43
Bank of America
North Carolina
$1.34M -$57.2K -1,789 -4%
AQR Capital Management
44
AQR Capital Management
Connecticut
$1.33M – – –
Two Sigma Advisers
45
Two Sigma Advisers
New York
$1.27M -$155K -4,837 -11%
CIC
46
Cornercap Investment Counsel
Georgia
$1.25M -$200K -6,251 -14%
Two Sigma Investments
47
Two Sigma Investments
New York
$1.11M +$166K +5,192 +17%
CCM
48
Cutler Capital Management
Massachusetts
$1.05M +$16K +500 +2%
GC
49
Globeflex Capital
California
$997K – – –
CAM
50
ClariVest Asset Management
California
$989K -$19.2K -600 -2%
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FISI Hedge Fund Activity: Q4 2021 in Review

127 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2021, worth a combined $348M — up 4.1% from $334M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FISI positions and 9 closed out — a net gain of 14 holders — while 41 added to existing stakes and 38 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.91M. The largest seller was Bank of Montreal, exiting entirely with an estimated $4.4M sold.

  • 127 institutional investors held Financial Institutions (FISI) as of Q4 2021, up from 115 in Q3 2021.
  • Funds reported $348M of Financial Institutions stock for Q4 2021, up 4.1% quarter-over-quarter.
  • 23 funds opened new Financial Institutions positions in Q4 2021 and 9 closed out, a net change of +14 holders.
  • The largest Financial Institutions buyer in Q4 2021 was Ameriprise, an estimated $1.91M added.
  • The largest Financial Institutions seller in Q4 2021 was Bank of Montreal, an estimated $4.4M sold.

Based on aggregated 13F filings for Q4 2021.