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Financial Institutions
FISI

115 hedge funds and large institutions have $334M invested in Financial Institutions in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

3% more capital invested

Capital invested by funds: $325M → $334M (+$9.05M)

0.31% more ownership

Funds ownership: 68.48% → 68.79% (+0.31%)

0% more funds holding

Funds holding: 115 → 115 (0)

23% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 43

Holders
115
Holders Change
–
Holders Change %
0%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
33
Reduced
43
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$4.44M
2
Goldman Sachs
Goldman Sachs
New York
+$917K
3
GCP
GSA Capital Partners
United Kingdom
+$561K
4
EC
EJF Capital
Virginia
+$482K
5
Franklin Resources
Franklin Resources
California
+$480K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.25M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$941K
3
Millennium Management
Millennium Management
New York
-$849K
4
DA
DCM Advisors
New York
-$751K
5
BlackRock
BlackRock
New York
-$602K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
26
Royce & Associates
New York
$2.79M +$60.6K +2,004 +2%
PPA
27
Parametric Portfolio Associates
Washington
$2.65M -$63K -2,084 -2%
American Century Companies
28
American Century Companies
Missouri
$2.52M +$161K +5,312 +7%
WC
29
Walthausen & Co
New York
$2.52M -$260K -8,590 -9%
Federated Hermes
30
Federated Hermes
Pennsylvania
$2.15M +$239K +7,906 +13%
New York State Common Retirement Fund
31
New York State Common Retirement Fund
New York
$2.05M -$212 -7 -0%
Goldman Sachs
32
Goldman Sachs
New York
$1.95M +$917K +30,302 +91%
EC
33
EJF Capital
Virginia
$1.9M +$482K +15,937 +35%
CCM
34
Community Capital Management
Florida
$1.84M – – –
N
35
Nuveen
North Carolina
$1.83M -$120K -3,959 -6%
MAM
36
Martingale Asset Management
Massachusetts
$1.64M +$271K +8,964 +20%
Jacobs Levy Equity Management
37
Jacobs Levy Equity Management
New Jersey
$1.6M -$10.3K -342 -0.7%
Victory Capital Management
38
Victory Capital Management
Texas
$1.5M -$29.6K -980 -2%
Arrowstreet Capital
39
Arrowstreet Capital
Massachusetts
$1.42M -$941K -31,090 -40%
CIC
40
Cornercap Investment Counsel
Georgia
$1.4M – – –
Two Sigma Advisers
41
Two Sigma Advisers
New York
$1.37M -$200K -6,600 -13%
Bank of America
42
Bank of America
North Carolina
$1.34M -$19K -627 -1%
AQR Capital Management
43
AQR Capital Management
Connecticut
$1.28M +$50.9K +1,682 +4%
Ameriprise
44
Ameriprise
Minnesota
$1.27M +$7.41K +245 +0.6%
CCM
45
Cutler Capital Management
Massachusetts
$996K +$227K +7,500 +30%
CAM
46
ClariVest Asset Management
California
$972K -$6.05K -200 -0.6%
GC
47
Globeflex Capital
California
$961K – – –
Invesco
48
Invesco
Georgia
$940K -$1.25M -41,222 -57%
Morgan Stanley
49
Morgan Stanley
New York
$924K -$11.3K -373 -1%
Two Sigma Investments
50
Two Sigma Investments
New York
$909K -$219K -7,248 -20%
1
2
3 4 5

FISI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2021, worth a combined $334M — up 2.8% from $325M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FISI positions and 10 closed out — a net gain of 1 holder — while 33 added to existing stakes and 43 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $4.44M. The largest seller was Invesco, cutting an estimated $1.25M.

  • 115 institutional investors held Financial Institutions (FISI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $334M of Financial Institutions stock for Q3 2021, up 2.8% quarter-over-quarter.
  • 11 funds opened new Financial Institutions positions in Q3 2021 and 10 closed out, a net change of +1 holder.
  • The largest Financial Institutions buyer in Q3 2021 was Fidelity Investments, an estimated $4.44M added.
  • The largest Financial Institutions seller in Q3 2021 was Invesco, an estimated $1.25M sold.

Based on aggregated 13F filings for Q3 2021.