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Financial Institutions
FISI

128 hedge funds and large institutions have $344M invested in Financial Institutions in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 54 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 32

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

2% more funds holding

Funds holding: 125 → 128 (+3)

4% more capital invested

Capital invested by funds: $332M → $344M (+$12M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.08% less ownership

Funds ownership: 71.27% → 71.19% (-0.08%)

Holders
128
Holders Change
+3
Holders Change %
+2.4%
% of All Funds
2.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
54
Reduced
32
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$3.11M
2
BPM
Bowling Portfolio Management
Ohio
+$1.04M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$921K
4
Renaissance Technologies
Renaissance Technologies
New York
+$911K
5
WG
Winton Group
United Kingdom
+$866K

Top Sellers

Rank Fund Capital Flow
1
MCM
Maltese Capital Management
New York
-$4.66M
2
Man Group
Man Group
United Kingdom
-$3.24M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$2.16M
4
USAA
United Services Automobile Association
Texas
-$1.04M
5
SCM
Sterling Capital Management
North Carolina
-$846K
Name Holding Trade Value Shares
Change 		Change in
Stake
N
26
Nuveen
North Carolina
$2.58M +$517K +17,642 +26%
Invesco
27
Invesco
Georgia
$2.55M -$292K -9,969 -11%
HIM
28
Hillsdale Investment Management
Ontario, Canada
$2.41M +$308K +10,500 +15%
BCM
29
Bridgeway Capital Management
Texas
$2.4M – – –
Arrowstreet Capital
30
Arrowstreet Capital
Massachusetts
$2.34M +$921K +31,439 +68%
PPA
31
Parametric Portfolio Associates
Washington
$2.2M +$283K +9,642 +15%
Ameriprise
32
Ameriprise
Minnesota
$2.12M -$56.8K -1,940 -3%
Grantham, Mayo, Van Otterloo & Co (GMO)
33
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.95M +$147K +5,014 +8%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$1.74M +$50.1K +1,711 +3%
Goldman Sachs
35
Goldman Sachs
New York
$1.68M +$47.1K +1,609 +3%
MCM
36
Matarin Capital Management
New York
$1.67M +$421K +14,383 +35%
WCM
37
Wedge Capital Management
North Carolina
$1.62M +$99.9K +3,411 +7%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$1.58M +$353K +12,048 +30%
CAM
39
ClariVest Asset Management
California
$1.52M +$396K +13,511 +37%
Bank of America
40
Bank of America
North Carolina
$1.51M +$87.6K +2,991 +6%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$1.48M -$231K -7,896 -14%
Acadian Asset Management
42
Acadian Asset Management
Massachusetts
$1.47M +$374K +12,766 +36%
Bessemer Group
43
Bessemer Group
New Jersey
$1.44M +$1.58K +54 +0.1%
First Trust Advisors
44
First Trust Advisors
Illinois
$1.38M +$152K +5,202 +13%
WC
45
Walthausen & Co
New York
$1.35M – – –
Allianz Asset Management
46
Allianz Asset Management
Germany
$1.33M -$3.19K -109 -0.2%
Millennium Management
47
Millennium Management
New York
$1.33M -$163K -5,551 -11%
California Public Employees Retirement System
48
California Public Employees Retirement System
California
$1.28M +$136K +4,651 +12%
WG
49
Winton Group
United Kingdom
$1.23M +$866K +29,542 +261%
Two Sigma Advisers
50
Two Sigma Advisers
New York
$1.17M -$29.3K -1,000 -3%
1
2
3 4 5

FISI Hedge Fund Activity: Q3 2019 in Review

128 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2019, worth a combined $344M — up 3.6% from $332M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FISI positions and 10 closed out — a net gain of 4 holders — while 54 added to existing stakes and 32 trimmed.

The largest buyer was Royce & Associates, adding an estimated $3.11M. The largest seller was Maltese Capital Management, exiting entirely with an estimated $4.66M sold.

  • 128 institutional investors held Financial Institutions (FISI) as of Q3 2019, up from 125 in Q2 2019.
  • Funds reported $344M of Financial Institutions stock for Q3 2019, up 3.6% quarter-over-quarter.
  • 14 funds opened new Financial Institutions positions in Q3 2019 and 10 closed out, a net change of +4 holders.
  • The largest Financial Institutions buyer in Q3 2019 was Royce & Associates, an estimated $3.11M added.
  • The largest Financial Institutions seller in Q3 2019 was Maltese Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q3 2019.