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Financial Institutions
FISI

124 hedge funds and large institutions have $359M invested in Financial Institutions in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 46 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

35% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 34

7% more funds holding

Funds holding: 116 → 124 (+8)

1.81% more ownership

Funds ownership: 70.03% → 71.83% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less capital invested

Capital invested by funds: $367M → $359M (-$7.31M)

Holders
124
Holders Change
+8
Holders Change %
+6.9%
% of All Funds
2.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
46
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$6.93M
2
Morgan Stanley
Morgan Stanley
New York
+$4.23M
3
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$3.57M
4
Renaissance Technologies
Renaissance Technologies
New York
+$2.11M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.98M

Top Sellers

Rank Fund Capital Flow
1
BCM
Basswood Capital Management
New York
-$12.6M
2
EPCA
Elizabeth Park Capital Advisors
Ohio
-$6.17M
3
MCM
Maltese Capital Management
New York
-$2.27M
4
CAM
ClariVest Asset Management
California
-$854K
5
Nordea Investment Management
Nordea Investment Management
Sweden
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$3.54M +$41.1K +1,271 +1%
Assenagon Asset Management
27
Assenagon Asset Management
Luxembourg
$3.46M +$3.57M +110,256 New
Fuller & Thaler Asset Management
28
Fuller & Thaler Asset Management
California
$3.41M +$47.6K +1,471 +1%
PPA
29
Parametric Portfolio Associates
Washington
$3.2M +$1.56M +48,184 +89%
AIS
30
AlphaOne Investment Services
Pennsylvania
$3.1M -$741K -22,913 -19%
CAM
31
ClariVest Asset Management
California
$3.07M -$854K -26,400 -21%
EPCA
32
Elizabeth Park Capital Advisors
Ohio
$2.96M -$6.17M -190,747 -67%
MAM
33
Martingale Asset Management
Massachusetts
$2.95M +$1.72M +53,330 +132%
EVM
34
Eaton Vance Management
Massachusetts
$2.93M – – –
American Century Companies
35
American Century Companies
Missouri
$2.72M – – –
Invesco
36
Invesco
Georgia
$2.64M +$779K +24,102 +40%
BCM
37
Bridgeway Capital Management
Texas
$2.5M – – –
Goldman Sachs
38
Goldman Sachs
New York
$2.13M +$1.57M +48,614 +253%
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$2M +$318K +9,841 +18%
Nordea Investment Management
40
Nordea Investment Management
Sweden
$1.86M -$763K -23,600 -29%
Allianz Asset Management
41
Allianz Asset Management
Germany
$1.78M +$1.84M +56,766 New
Two Sigma Advisers
42
Two Sigma Advisers
New York
$1.75M +$113K +3,500 +7%
USAA
43
United Services Automobile Association
Texas
$1.72M +$42K +1,300 +2%
California Public Employees Retirement System
44
California Public Employees Retirement System
California
$1.55M -$77.6K -2,400 -5%
MSL
45
Mackay Shields LLC
New York
$1.54M -$35.6K -1,100 -2%
TCIM
46
TIAA CREF Investment Management
New York
$1.5M -$164K -5,079 -10%
First Trust Advisors
47
First Trust Advisors
Illinois
$1.48M +$246K +7,621 +19%
WC
48
Walthausen & Co
New York
$1.33M +$1.37M +42,430 New
Ameriprise
49
Ameriprise
Minnesota
$1.3M +$278K +8,596 +26%
B
50
Bailard
California
$1.27M – – –
1
2
3 4 5

FISI Hedge Fund Activity: Q3 2018 in Review

124 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2018, worth a combined $359M — down 2% from $367M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FISI positions and 11 closed out — a net gain of 8 holders — while 46 added to existing stakes and 34 trimmed.

The largest buyer was Royce & Associates, adding an estimated $6.93M. The largest seller was Basswood Capital Management, exiting entirely with an estimated $12.6M sold.

  • 124 institutional investors held Financial Institutions (FISI) as of Q3 2018, up from 116 in Q2 2018.
  • Funds reported $359M of Financial Institutions stock for Q3 2018, down 2% quarter-over-quarter.
  • 19 funds opened new Financial Institutions positions in Q3 2018 and 11 closed out, a net change of +8 holders.
  • The largest Financial Institutions buyer in Q3 2018 was Royce & Associates, an estimated $6.93M added.
  • The largest Financial Institutions seller in Q3 2018 was Basswood Capital Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2018.