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Financial Institutions
FISI

114 hedge funds and large institutions have $331M invested in Financial Institutions in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 44 increasing their positions, 40 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 40

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.64% less ownership

Funds ownership: 70.96% → 70.32% (-0.64%)

4% less capital invested

Capital invested by funds: $345M → $331M (-$14M)

6% less funds holding

Funds holding: 121 → 114 (-7)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
2.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
44
Reduced
40
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Basswood Capital Management
New York
+$6.12M
2
EVM
Eaton Vance Management
Massachusetts
+$2.93M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$2M
4
MSL
Mackay Shields LLC
New York
+$1.9M
5
BlackRock
BlackRock
New York
+$1.75M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$4.77M
2
MAM
Martingale Asset Management
Massachusetts
-$1.69M
3
IA
IndexIQ Advisors
New York
-$1.33M
4
JP Morgan Chase
JP Morgan Chase
New York
-$1.3M
5
BFC
Banc Funds Company
Illinois
-$1.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$3.36M +$367K +11,687 +11%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$3.23M +$71.4K +2,273 +2%
Fuller & Thaler Asset Management
28
Fuller & Thaler Asset Management
California
$3.05M +$88K +2,800 +3%
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$2.92M -$173K -5,510 -5%
American Century Companies
30
American Century Companies
Missouri
$2.54M +$448K +14,266 +20%
Nordea Investment Management
31
Nordea Investment Management
Sweden
$2.48M -$37.7K -1,200 -1%
BCM
32
BHZ Capital Management
California
$2.46M +$697K +22,202 +36%
MCM
33
Maltese Capital Management
New York
$2.37M +$317K +10,100 +14%
BCM
34
Bridgeway Capital Management
Texas
$2.36M – – –
PPA
35
Parametric Portfolio Associates
Washington
$2.29M +$469K +14,939 +24%
B
36
Bailard
California
$2.13M – – –
MSL
37
Mackay Shields LLC
New York
$1.79M +$1.9M +60,495 New
TCIM
38
TIAA CREF Investment Management
New York
$1.75M -$50.6K -1,611 -3%
Invesco
39
Invesco
Georgia
$1.72M +$130K +4,127 +8%
D.E. Shaw & Co
40
D.E. Shaw & Co
New York
$1.67M +$73.8K +2,349 +4%
Two Sigma Advisers
41
Two Sigma Advisers
New York
$1.65M -$374K -11,900 -18%
Hotchkis & Wiley Capital Management
42
Hotchkis & Wiley Capital Management
California
$1.57M +$9.27K +295 +0.6%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$1.47M +$93.9K +2,989 +6%
First Trust Advisors
44
First Trust Advisors
Illinois
$1.36M +$439K +13,981 +44%
Victory Capital Management
45
Victory Capital Management
Texas
$1.33M -$530K -16,862 -27%
Two Sigma Investments
46
Two Sigma Investments
New York
$1.21M -$639K -20,345 -33%
SFM
47
Systematic Financial Management
New Jersey
$1.09M -$39.3K -1,250 -3%
Mackenzie Financial
48
Mackenzie Financial
Ontario, Canada
$1.07M +$194K +6,172 +20%
Ameriprise
49
Ameriprise
Minnesota
$1.01M +$7K +223 +0.7%
USAA
50
United Services Automobile Association
Texas
$969K +$190K +6,041 +23%
1
2
3 4 5

FISI Hedge Fund Activity: Q1 2018 in Review

114 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2018, worth a combined $331M — down 4.1% from $345M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FISI and 10 opened new positions — a net loss of 4 holders — while 40 trimmed existing stakes and 44 added.

The largest buyer was Basswood Capital Management, adding an estimated $6.12M. The largest seller was Fidelity Investments, exiting entirely with an estimated $4.77M sold.

  • 114 institutional investors held Financial Institutions (FISI) as of Q1 2018, down from 121 in Q4 2017.
  • Funds reported $331M of Financial Institutions stock for Q1 2018, down 4.1% quarter-over-quarter.
  • 10 funds opened new Financial Institutions positions in Q1 2018 and 14 closed out, a net change of -4 holders.
  • The largest Financial Institutions buyer in Q1 2018 was Basswood Capital Management, an estimated $6.12M added.
  • The largest Financial Institutions seller in Q1 2018 was Fidelity Investments, an estimated $4.77M sold.

Based on aggregated 13F filings for Q1 2018.