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Financial Institutions
FISI

116 hedge funds and large institutions have $311M invested in Financial Institutions in 2017 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 53 increasing their positions, 32 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 32

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

4% more funds holding

Funds holding: 112 → 116 (+4)

1.8% more ownership

Funds ownership: 69.64% → 71.44% (+1.8%)

3% more capital invested

Capital invested by funds: $302M → $311M (+$9.4M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
116
Holders Change
+4
Holders Change %
+3.57%
% of All Funds
2.89%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
53
Reduced
32
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Basswood Capital Management
New York
+$8.83M
2
AQR Capital Management
AQR Capital Management
Connecticut
+$2.75M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$1.89M
4
Renaissance Technologies
Renaissance Technologies
New York
+$1.77M
5
BFC
Banc Funds Company
Illinois
+$1.69M

Top Sellers

Rank Fund Capital Flow
1
EC
EJF Capital
Virginia
-$2.17M
2
NI
Numeric Investors
Massachusetts
-$1.71M
3
AL
AJO LP
Pennsylvania
-$1.34M
4
KCM
Kennedy Capital Management
Missouri
-$1.34M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$3.15M +$226K +8,018 +8%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$3.06M -$24K -849 -0.8%
Citadel Advisors
28
Citadel Advisors
Florida
$2.73M +$1.36M +48,141 +104%
EVM
29
Eaton Vance Management
Massachusetts
$2.69M – – –
Fuller & Thaler Asset Management
30
Fuller & Thaler Asset Management
California
$2.51M +$243K +8,600 +11%
Nordea Investment Management
31
Nordea Investment Management
Sweden
$2.48M +$73.4K +2,600 +3%
MAM
32
Martingale Asset Management
Massachusetts
$2.4M -$596K -21,100 -20%
BCM
33
Bridgeway Capital Management
Texas
$2.29M – – –
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$2.2M -$119K -4,217 -5%
Two Sigma Advisers
35
Two Sigma Advisers
New York
$1.96M +$318K +11,262 +20%
Two Sigma Investments
36
Two Sigma Investments
New York
$1.68M -$155K -5,483 -9%
Victory Capital Management
37
Victory Capital Management
Texas
$1.65M +$224K +7,920 +16%
CCMH
38
Cornerstone Capital Management Holdings
New York
$1.64M +$184K +6,500 +13%
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$1.56M +$907K +32,117 +147%
Invesco
40
Invesco
Georgia
$1.54M -$48K -1,700 -3%
BCM
41
BHZ Capital Management
California
$1.37M +$539K +19,080 +67%
SFM
42
Systematic Financial Management
New Jersey
$1.23M -$182K -6,435 -13%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$1.23M +$172K +6,106 +17%
TCIM
44
TIAA CREF Investment Management
New York
$1.22M -$67.3K -2,383 -5%
Bank of America
45
Bank of America
North Carolina
$1.15M -$311 -11 -0%
BPM
46
Bowling Portfolio Management
Ohio
$1.08M +$1.06M +37,423 New
MC
47
Menta Capital
California
$1.08M -$144K -5,092 -12%
Russell Investments Group
48
Russell Investments Group
United Kingdom
$1.01M +$42.7K +1,512 +4%
PPA
49
Parametric Portfolio Associates
Washington
$977K +$158K +5,601 +20%
Ameriprise
50
Ameriprise
Minnesota
$892K +$515K +18,247 +143%
1
2
3 4 5

FISI Hedge Fund Activity: Q3 2017 in Review

116 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2017, worth a combined $311M — up 3.1% from $302M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FISI positions and 12 closed out — a net gain of 5 holders — while 53 added to existing stakes and 32 trimmed.

The largest buyer was Basswood Capital Management, opening a new position worth an estimated $8.83M. The largest seller was EJF Capital, exiting entirely with an estimated $2.17M sold.

  • 116 institutional investors held Financial Institutions (FISI) as of Q3 2017, up from 112 in Q2 2017.
  • Funds reported $311M of Financial Institutions stock for Q3 2017, up 3.1% quarter-over-quarter.
  • 17 funds opened new Financial Institutions positions in Q3 2017 and 12 closed out, a net change of +5 holders.
  • The largest Financial Institutions buyer in Q3 2017 was Basswood Capital Management, an estimated $8.83M added.
  • The largest Financial Institutions seller in Q3 2017 was EJF Capital, an estimated $2.17M sold.

Based on aggregated 13F filings for Q3 2017.