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Financial Institutions
FISI

112 hedge funds and large institutions have $306M invested in Financial Institutions in 2016 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 49 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 8

133% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 21

61.72% more ownership

Funds ownership: 0% → 61.72% (+62%)

31% more capital invested

Capital invested by funds: $234M → $306M (+$72.6M)

20% more funds holding

Funds holding: 93 → 112 (+19)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
112
Holders Change
+19
Holders Change %
+20.43%
% of All Funds
2.8%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
28
Increased
49
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AL
AJO LP
Pennsylvania
+$4.12M
2
Renaissance Technologies
Renaissance Technologies
New York
+$3.84M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.52M
4
Millennium Management
Millennium Management
New York
+$3.47M
5
BIT
BlackRock Institutional Trust
California
+$3.02M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$16.6M
2
CP
Clover Partners
Texas
-$15.5M
3
CRC
Curi RMB Capital
Illinois
-$2.69M
4
CNBT
Canandaigua National Bank & Trust
New York
-$1.36M
5
WCM
Wedge Capital Management
North Carolina
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
NFA
26
Nationwide Fund Advisors
Ohio
$3.05M +$118K +3,954 +5%
BFC
27
Banc Funds Company
Illinois
$3.02M – – –
BCM
28
Bridgeway Capital Management
Texas
$2.74M – – –
CAM
29
ClariVest Asset Management
California
$2.33M +$1.67M +56,100 +471%
Two Sigma Investments
30
Two Sigma Investments
New York
$2.23M +$1.39M +46,859 +254%
Charles Schwab
31
Charles Schwab
California
$2.05M +$269K +9,053 +18%
Invesco
32
Invesco
Georgia
$2.04M +$860K +28,933 +94%
BIM
33
BlackRock Investment Management
Delaware
$2.02M -$13.2K -445 -0.7%
Victory Capital Management
34
Victory Capital Management
Texas
$1.79M +$556K +18,710 +56%
Two Sigma Advisers
35
Two Sigma Advisers
New York
$1.65M +$866K +29,127 +153%
TCIM
36
TIAA CREF Investment Management
New York
$1.59M +$31.9K +1,074 +2%
Russell Investments Group
37
Russell Investments Group
United Kingdom
$1.53M +$1.33M +44,753 New
First Trust Advisors
38
First Trust Advisors
Illinois
$1.36M +$562K +18,893 +90%
Nordea Investment Management
39
Nordea Investment Management
Sweden
$1.36M +$1.18M +39,700 New
HCM
40
Highbridge Capital Management
New York
$1.18M +$1.03M +34,478 New
OSAM
41
O'Shaughnessy Asset Management
Connecticut
$1.17M -$211K -7,092 -17%
Fuller & Thaler Asset Management
42
Fuller & Thaler Asset Management
California
$1.09M +$818K +27,500 +611%
ACM
43
Ativo Capital Management
Illinois
$1.05M – – –
California Public Employees Retirement System
44
California Public Employees Retirement System
California
$1.05M – – –
New York State Common Retirement Fund
45
New York State Common Retirement Fund
New York
$988K – – –
Bank of America
46
Bank of America
North Carolina
$979K +$88.6K +2,979 +12%
California State Teachers Retirement System (CalSTRS)
47
California State Teachers Retirement System (CalSTRS)
California
$978K -$23.8K -800 -3%
PPA
48
Parametric Portfolio Associates
Washington
$922K -$215K -7,237 -21%
Citigroup
49
Citigroup
New York
$908K +$505K +16,968 +177%
Bessemer Group
50
Bessemer Group
New Jersey
$882K +$413K +13,900 +117%
1
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3 4 5

FISI Hedge Fund Activity: Q4 2016 in Review

112 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q4 2016, worth a combined $306M — up 31% from $234M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new FISI positions and 8 closed out — a net gain of 20 holders — while 49 added to existing stakes and 21 trimmed.

The largest buyer was AJO LP, adding an estimated $4.12M. The largest seller was Wellington Management Group, exiting entirely with an estimated $16.6M sold.

  • 112 institutional investors held Financial Institutions (FISI) as of Q4 2016, up from 93 in Q3 2016.
  • Funds reported $306M of Financial Institutions stock for Q4 2016, up 31% quarter-over-quarter.
  • 28 funds opened new Financial Institutions positions in Q4 2016 and 8 closed out, a net change of +20 holders.
  • The largest Financial Institutions buyer in Q4 2016 was AJO LP, an estimated $4.12M added.
  • The largest Financial Institutions seller in Q4 2016 was Wellington Management Group, an estimated $16.6M sold.

Based on aggregated 13F filings for Q4 2016.