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Financial Institutions
FISI

82 hedge funds and large institutions have $253M invested in Financial Institutions in 2016 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 32 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

14% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 28

5% more capital invested

Capital invested by funds: $240M → $253M (+$12.8M)

2% less funds holding

Funds holding: 84 → 82 (-2)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

Holders
82
Holders Change
-2
Holders Change %
-2.38%
% of All Funds
2.18%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
13
Increased
32
Reduced
28
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$9.72M
2
BCM
Basswood Capital Management
New York
+$2.14M
3
CP
Clover Partners
Texas
+$1.16M
4
CIM
Calvert Investment Management
Maryland
+$1.09M
5
OSAM
O'Shaughnessy Asset Management
Connecticut
+$1M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$6.42M
2
CIC
Cornercap Investment Counsel
Georgia
-$1.7M
3
B
Bailard
California
-$1.2M
4
NFA
Nationwide Fund Advisors
Ohio
-$1.18M
5
TCIM
TIAA CREF Investment Management
New York
-$641K
Name Holding Trade Value Shares
Change 		Change in
Stake
TCIM
26
TIAA CREF Investment Management
New York
$1.51M -$641K -23,492 -31%
Charles Schwab
27
Charles Schwab
California
$1.4M +$142K +5,216 +12%
Invesco
28
Invesco
Georgia
$1.34M +$666K +24,436 +113%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$1.24M -$194K -7,100 -14%
OSAM
30
O'Shaughnessy Asset Management
Connecticut
$1.23M +$1M +36,780 +670%
WCM
31
Wedge Capital Management
North Carolina
$1.12M -$60K -2,200 -5%
PPA
32
Parametric Portfolio Associates
Washington
$1.01M +$36.2K +1,328 +4%
California State Teachers Retirement System (CalSTRS)
33
California State Teachers Retirement System (CalSTRS)
California
$872K +$102K +3,722 +14%
Victory Capital Management
34
Victory Capital Management
Texas
$871K -$202K -7,400 -20%
PI
35
Putnam Investments
Massachusetts
$861K +$12.2K +446 +2%
New York State Common Retirement Fund
36
New York State Common Retirement Fund
New York
$840K +$27.3K +1,000 +4%
MCM
37
Maltese Capital Management
New York
$727K +$682K +25,000 New
RhumbLine Advisers
38
RhumbLine Advisers
Massachusetts
$705K +$57.1K +2,095 +9%
NFA
39
Nationwide Fund Advisors
Ohio
$697K -$1.18M -43,129 -64%
RFC
40
Russell Frank Company
Washington
$662K +$621K +22,770 New
Deutsche Bank
41
Deutsche Bank
Germany
$618K -$427K -15,652 -42%
SCM
42
Sterling Capital Management
North Carolina
$617K +$44.1K +1,618 +8%
First Trust Advisors
43
First Trust Advisors
Illinois
$615K -$99.1K -3,634 -15%
TA
44
Teachers Advisors
New York
$592K – – –
Los Angeles Capital Management
45
Los Angeles Capital Management
California
$586K -$168K -6,160 -23%
ACM
46
Ativo Capital Management
Illinois
$577K -$49.1K -1,800 -8%
AQR Capital Management
47
AQR Capital Management
Connecticut
$536K +$503K +18,426 New
SO
48
STRS Ohio
Ohio
$468K -$68.2K -2,500 -13%
Two Sigma Advisers
49
Two Sigma Advisers
New York
$415K -$120K -4,400 -24%
MCM
50
Matarin Capital Management
New York
$404K +$28.5K +1,045 +8%
1
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FISI Hedge Fund Activity: Q1 2016 in Review

82 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q1 2016, worth a combined $253M — up 5.3% from $240M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of FISI and 13 opened new positions — a net loss of 2 holders — while 28 trimmed existing stakes and 32 added.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $9.72M. The largest seller was Ameriprise, exiting entirely with an estimated $6.42M sold.

  • 82 institutional investors held Financial Institutions (FISI) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $253M of Financial Institutions stock for Q1 2016, up 5.3% quarter-over-quarter.
  • 13 funds opened new Financial Institutions positions in Q1 2016 and 15 closed out, a net change of -2 holders.
  • The largest Financial Institutions buyer in Q1 2016 was Fidelity Investments, an estimated $9.72M added.
  • The largest Financial Institutions seller in Q1 2016 was Ameriprise, an estimated $6.42M sold.

Based on aggregated 13F filings for Q1 2016.