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Financial Institutions
FISI

76 hedge funds and large institutions have $177M invested in Financial Institutions in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 23

11% more capital invested

Capital invested by funds: $160M → $177M (+$17.1M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3% less funds holding

Funds holding: 78 → 76 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
76
Holders Change
-2
Holders Change %
-2.56%
% of All Funds
2.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
31
Reduced
23
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$829K
2
AIS
AlphaOne Investment Services
Pennsylvania
+$531K
3
BMCMI
Bryn Mawr Capital Management Inc
Pennsylvania
+$419K
4
CIC
Cornercap Investment Counsel
Georgia
+$401K
5
KCM
Kennedy Capital Management
Missouri
+$318K

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$1.07M
2
MA
MUFG Americas
New York
-$580K
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$550K
4
PAM
Panagora Asset Management
Massachusetts
-$438K
5
Renaissance Technologies
Renaissance Technologies
New York
-$312K
Name Holding Trade Value Shares
Change 		Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$995K +$32.2K +1,579 +3%
Prudential Financial
27
Prudential Financial
New Jersey
$903K +$67.2K +3,300 +8%
Deutsche Bank
28
Deutsche Bank
Germany
$886K +$93K +4,567 +12%
MCM
29
Munder Capital Management
Michigan
$870K – – –
CIC
30
Cornercap Investment Counsel
Georgia
$772K +$401K +19,665 +109%
PPA
31
Parametric Portfolio Associates
Washington
$729K -$1.75K -86 -0.2%
Goldman Sachs
32
Goldman Sachs
New York
$692K +$192K +9,441 +39%
MC
33
Menta Capital
California
$639K – – –
WCM
34
Wedge Capital Management
North Carolina
$595K +$89.6K +4,400 +18%
PWM
35
ParenteBeard Wealth Management
Pennsylvania
$591K -$40.2K -1,972 -6%
AllianceBernstein
36
AllianceBernstein
Tennessee
$575K -$16.3K -800 -3%
Charles Schwab
37
Charles Schwab
California
$571K +$64.5K +3,167 +13%
California State Teachers Retirement System (CalSTRS)
38
California State Teachers Retirement System (CalSTRS)
California
$508K +$16.1K +789 +3%
AG
39
Algert Global
California
$503K – – –
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$435K -$2.73K -134 -0.6%
Two Sigma Investments
41
Two Sigma Investments
New York
$376K -$132K -6,491 -26%
GMIM
42
General Motors Investment Management
New York
$362K – – –
Two Sigma Advisers
43
Two Sigma Advisers
New York
$345K +$10.2K +500 +3%
TA
44
Teachers Advisors
New York
$340K +$102 +5 +0%
MAM
45
Martingale Asset Management
Massachusetts
$308K -$16.3K -800 -5%
MCA
46
Mendon Capital Advisors
Florida
$297K +$91.7K +4,500 +45%
CS
47
Credit Suisse
Switzerland
$292K +$291K +14,268 New
BFC
48
Banc Funds Company
Illinois
$291K – – –
Los Angeles Capital Management
49
Los Angeles Capital Management
California
$276K – – –
CCMH
50
Cornerstone Capital Management Holdings
New York
$261K +$108K +5,300 +71%
1
2
3 4

FISI Hedge Fund Activity: Q3 2013 in Review

76 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Financial Institutions (FISI) for Q3 2013, worth a combined $177M — up 11% from $160M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FISI and 4 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 31 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $829K. The largest seller was Wellington Management Group, cutting an estimated $1.07M.

  • 76 institutional investors held Financial Institutions (FISI) as of Q3 2013, down from 78 in Q2 2013.
  • Funds reported $177M of Financial Institutions stock for Q3 2013, up 11% quarter-over-quarter.
  • 4 funds opened new Financial Institutions positions in Q3 2013 and 6 closed out, a net change of -2 holders.
  • The largest Financial Institutions buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $829K added.
  • The largest Financial Institutions seller in Q3 2013 was Wellington Management Group, an estimated $1.07M sold.

Based on aggregated 13F filings for Q3 2013.