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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

47 hedge funds and large institutions have $167M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.86% more ownership

Funds ownership: 48.12% → 57.99% (+9.9%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

4% less funds holding

Funds holding: 49 → 47 (-2)

6% less capital invested

Capital invested by funds: $177M → $167M (-$10.2M)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
23
Closed
5
Calls
$1K
Puts
–
Net Calls
+$1K
Net Calls Change
+$1K

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$9.56M
2
Goldman Sachs
Goldman Sachs
New York
+$3.3M
3
Citadel Advisors
Citadel Advisors
Florida
+$3.14M
4
Jane Street
Jane Street
New York
+$1.9M
5
Stifel Financial
Stifel Financial
Missouri
+$1.15M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$12.5M
2
Bank of America
Bank of America
North Carolina
-$5.87M
3
SG Americas Securities
SG Americas Securities
New York
-$5.56M
4
LPL Financial
LPL Financial
California
-$3.71M
5
Morgan Stanley
Morgan Stanley
New York
-$2.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$567K -$104K -2,792 -16%
PFS
27
Prospera Financial Services
Texas
$530K -$333K -8,959 -40%
SI
28
Stephens Inc
Arkansas
$465K +$32.5K +875 +8%
SC
29
Scotia Capital
Ontario, Canada
$435K +$414K +11,135 New
AIG
30
American International Group
New York
$367K -$103K -2,763 -23%
ICAS
31
Investors Capital Advisory Services
Massachusetts
$366K – – –
VFS
32
VSR Financial Services
Kansas
$352K -$189K -5,094 -36%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$344K -$1.31M -35,249 -80%
William Blair & Company
34
William Blair & Company
Illinois
$340K +$11.1K +300 +4%
HighTower Advisors
35
HighTower Advisors
Illinois
$289K -$696K -18,726 -72%
MFS
36
MSI Financial Services
Massachusetts
$279K -$1.01M -27,106 -79%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$277K +$37 +1 +0%
NES
38
New England Securities
New York
$260K -$4.83K -130 -2%
M&T Bank
39
M&T Bank
New York
$247K – – –
US Bancorp
40
US Bancorp
Minnesota
$181K +$1.23K +33 +0.7%
Citigroup
41
Citigroup
New York
$113K -$21.5K -580 -17%
Creative Planning
42
Creative Planning
Kansas
$103K +$98.1K +2,640 New
BFEC
43
Benjamin F. Edwards & Company
Missouri
$81K -$1.15M -30,850 -94%
WRM
44
Westport Resources Management
Connecticut
$43K – – –
BRWM
45
B. Riley Wealth Management
Tennessee
$2K – – –
BRWA
46
B. Riley Wealth Advisors
Florida
$96 +$90.9K +2,448 New
SG Americas Securities
47
SG Americas Securities
New York
– -$5.56M -154,927 Closed
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
– -$2.34M -65,092 Closed
VKH
49
Virtu KCG Holdings
New York
– -$1.91M -53,175 Closed
WA
50
WFG Advisors
Texas
– -$22K -600 Closed
1
2
3

DWAS Hedge Fund Activity: Q4 2014 in Review

47 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2014, worth a combined $167M — down 5.8% from $177M a quarter earlier.

Fund positioning in DWAS was balanced in Q4 2014: 5 funds opened new positions, 5 closed out, 15 added to existing stakes and 23 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $9.56M. The largest seller was Wells Fargo, cutting an estimated $12.5M.

  • 47 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2014, down from 49 in Q3 2014.
  • Funds reported $167M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2014, down 5.8% quarter-over-quarter.
  • 5 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2014 and 5 closed out, a net change of 0 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2014 was Royal Bank of Canada, an estimated $9.56M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2014 was Wells Fargo, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2014.