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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AIP
26
Ahrens Investment Partners
Louisiana
$227K +$25.8K +2,100 +12%
OFG
27
OTA Financial Group
New York
$221K
LPL Financial
28
LPL Financial
California
$218K +$49.9K +4,066 +29%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$176K -$1.28K -104 -0.7%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$154K +$19.6K +1,600 +14%
O
31
OppenheimerFunds
New York
$149K +$19.7K +1,606 +15%
SXL
32
Summit X LLC
Missouri
$141K
Brown Advisory
33
Brown Advisory
Maryland
$127K +$131K +10,684 New
TSS
34
Two Sigma Securities
New York
$124K +$127K +10,379 New
RTS
35
Round Table Services
New Jersey
$119K +$123K +10,000 New
GP
36
Girard Partners
Pennsylvania
$86K +$89.1K +7,259 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$63K -$3.2K -261 -5%
SFM
38
Signet Financial Management
New Jersey
$50K
SWP
39
Stratos Wealth Partners
Ohio
$31K +$31.4K +2,560 New
APA
40
American Portfolios Advisors
New York
$27.1K
WAP
41
Wealthcare Advisory Partners
Pennsylvania
$13K
FHB
42
First Hawaiian Bank
Hawaii
$9K +$9.04K +737 New
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$7K -$122K -9,980 -94%
Citigroup
44
Citigroup
New York
$5K -$1.23K -100 -20%
TRCT
45
Tower Research Capital (TRC)
New York
$4K -$18.4K -1,501 -82%
AG
46
Advisor Group
Arizona
$4K +$1.45K +118 +47%
SG Americas Securities
47
SG Americas Securities
New York
-$306K -24,795 Closed
SEI Investments
48
SEI Investments
Pennsylvania
-$6K -500 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
-$1K -84 Closed