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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
201
Alesco Advisors
New York
$627K -$48.7K -265 -7%
CIP
202
Cornerstone Investment Partners
Georgia
$626K
MWM
203
Mission Wealth Management
California
$604K
NFG
204
Next Financial Group
Texas
$599K +$137K +745 +29%
WA
205
Winfield Associates
Ohio
$594K -$18.4K -100 -3%
William Blair & Company
206
William Blair & Company
Illinois
$582K +$18.5K +101 +3%
GT
207
Glenmede Trust
Pennsylvania
$579K -$73.5K -400 -11%
IC
208
InterOcean Capital
Illinois
$567K
WA
209
WFG Advisors
Texas
$561K +$5.69K +31 +1%
IWMPD
210
Integrated Wealth Management (Palm Desert)
California
$559K -$14.5K -79 -3%
SAM
211
SignalPoint Asset Management
Missouri
$548K +$131K +713 +31%
ADL
212
Asset Dedication LLC
California
$546K
FHC
213
First Heartland Consultants
Missouri
$545K -$2.65M -14,445 -83%
AF
214
Allworth Financial
California
$536K +$394K +2,143 +271%
VKH
215
Virtu KCG Holdings
New York
$531K -$582K -3,171 -52%
TC
216
Telemus Capital
Michigan
$531K -$1.1K -6 -0.2%
JWBC
217
J.W. Burns & Co
New York
$528K
SCM
218
Schnieders Capital Management
California
$517K
EWA
219
EP Wealth Advisors
California
$512K +$734 +4 +0.1%
CB
220
Commerce Bank
Missouri
$489K -$16.3K -89 -3%
KA
221
Kovack Advisors
Florida
$481K -$32.1K -175 -6%
RCAG
222
Rehmann Capital Advisory Group
Michigan
$480K +$2.75K +15 +0.6%
BRWA
223
B. Riley Wealth Advisors
Florida
$478K -$4.41K -24 -0.9%
SI
224
SII Investments
Wisconsin
$474K -$330K -1,799 -41%
OC
225
Oarsman Capital
Wisconsin
$470K -$9.18K -50 -2%

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.