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Next Financial Group’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Next Financial Group’s Portfolio DIA Stock Details DIA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		$1.74M Sell
4,777
-583
-11% -$207K 0.11% 196
2021
Q3 		$1.81M Sell
5,360
-430
-7% -$150K 0.14% 159
2021
Q2 		$2M Sell
5,790
-1,035
-15% -$353K 0.16% 144
2021
Q1 		$2.25M Buy
6,825
+213
+3% +$67.2K 0.2% 115
2020
Q4 		$2.02M Buy
6,612
+2,397
+57% +$698K 0.19% 119
2020
Q3 		$1.17M Sell
4,215
-710
-14% -$194K 0.13% 175
2020
Q2 		$1.27M Buy
4,925
+4,088
+488% +$1.01M 0.15% 164
2020
Q1 		$183K Sell
837
-3,490
-81% -$927K 0.02% 567
2019
Q4 		$1.23M Buy
4,327
+41
+1% +$11.3K 0.13% 198
2019
Q3 		$1.15M Sell
4,286
-99
-2% -$26.4K 0.13% 214
2019
Q2 		$1.17M Buy
4,385
+4,235
+2,823% +$1.11M 0.12% 199
2019
Q1 		$39K Sell
150
-3,241
-96% -$815K 0.01% 796
2018
Q4 		$791K Buy
3,391
+2,774
+450% +$692K 0.16% 159
2018
Q3 		$163K Sell
617
-1,462
-70% -$374K 0.08% 247
2018
Q2 		$505K Sell
2,079
-3,130
-60% -$768K 0.19% 134
2018
Q1 		$1.26M Buy
5,209
+4,350
+506% +$1.09M 0.27% 104
2017
Q4 		$212K Sell
859
-594
-41% -$141K 0.09% 245
2017
Q3 		$332K Sell
1,453
-323
-18% -$70.7K 0.09% 224
2017
Q2 		$379K Sell
1,776
-40
-2% -$8.39K 0.09% 227
2017
Q1 		$380K Sell
1,816
-1,915
-51% -$390K 0.11% 201
2016
Q4 		$737K Buy
3,731
+453
+14% +$85.4K 0.13% 180
2016
Q3 		$599K Buy
3,278
+745
+29% +$137K 0.11% 208
2016
Q2 		$453K Sell
2,533
-220
-8% -$39.1K 0.14% 151
2016
Q1 		$486K Sell
2,753
-516
-16% -$85.9K 0.17% 135
2015
Q4 		$568K Buy
3,269
+361
+12% +$63.1K 0.21% 111
2015
Q3 		$472K Buy
2,908
+653
+29% +$111K 0.17% 137
2015
Q2 		$396K Sell
2,255
-78
-3% -$14K 0.14% 169
2015
Q1 		$414K Buy
2,333
+264
+13% +$47K 0.13% 173
2014
Q4 		$368K Sell
2,069
-473
-19% -$81.9K 0.12% 188
2014
Q3 		$432K Buy
+2,542
New +$430K 0.09% 263

Other funds holding DIA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wolverine Trading
Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Next Financial Group's DIA Position: Q4 2021 in Review

Next Financial Group reduced its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 11% in Q4 2021, selling an estimated $207K and leaving 4,777 shares worth $1.74M. The position accounts for 0.11% of the portfolio, ranked #196.

Next Financial Group first reported a position in DIA in Q3 2014 and has held it in 30 quarters since. The position peaked at $2.25M in Q1 2021. 960 funds tracked by Wall St. Rank hold DIA as of Q4 2021.

  • Next Financial Group held 4,777 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $1.74M as of Q4 2021.
  • Next Financial Group sold 583 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2021, an estimated $207K.
  • State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.11% of Next Financial Group's portfolio in Q4 2021, its #196 holding.
  • Next Financial Group first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2014 and has held it in 30 quarters since.
  • Next Financial Group's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $2.25M in Q1 2021.
  • 960 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.