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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
AIIMS
176
Analyst IMS Investment Management Services
Israel
$894K
KC
177
Kingfisher Capital
North Carolina
$871K -$31.4K -171 -3%
SSG
178
Summit Securities Group
New York
$841K +$404K +2,200 +92%
CAS
179
Cue Advisory Services
Arizona
$832K +$27.5K +150 +3%
VFA
180
Voya Financial Advisors
Connecticut
$828K -$644K -3,505 -43%
CG
181
Cutler Group
California
$806K -$2.61M -14,241 -76%
EHPM
182
Emery Howard Portfolio Management
California
$802K +$10.3K +56 +1%
Daiwa Securities Group
183
Daiwa Securities Group
Japan
$795K +$340K +1,850 +74%
UR
184
USCA RIA
Texas
$792K -$162K -880 -17%
DSC
185
Duncker Streett & Co
Missouri
$763K +$367 +2 +0%
OC
186
Oppenheimer & Co
New York
$760K +$13.4K +73 +2%
DY
187
Dowling & Yahnke
California
$758K
FA
188
FDx Advisors
Illinois
$752K -$757K -4,124 -50%
TAM
189
Tocqueville Asset Management
New York
$750K +$4.59K +25 +0.6%
CTI
190
Community Trust & Investment
Kentucky
$713K
CTC
191
Central Trust Company
Missouri
$712K
MWP
192
MYCIO Wealth Partners
Pennsylvania
$710K +$3.67K +20 +0.5%
BRF
193
B. Riley Financial
California
$678K -$15.6K -85 -2%
CAL
194
Capital Advisors Ltd
Ohio
$674K +$184 +1 +0%
EWM
195
Evercore Wealth Management
New York
$673K -$55.1K -300 -8%
SPC
196
Sigma Planning Corp
Michigan
$670K +$68.5K +373 +11%
SWP
197
Stratos Wealth Partners
Ohio
$666K +$18.5K +101 +3%
MCM
198
MAI Capital Management
Ohio
$645K +$18.4K +100 +3%
CWM
199
Concert Wealth Management
California
$641K +$20.9K +114 +3%
TD Asset Management
200
TD Asset Management
Ontario, Canada
$640K -$845K -4,600 -57%

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.