DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

383 hedge funds and large institutions have $3.61B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
383
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.24%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$431M
2
Nomura Holdings
2
Nomura Holdings
Japan
$126M
3
CM
3
Churchill Management
California
$70.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$470M
5
QIM
5
Quantitative Investment Management
Virginia
$37.8M

Top Sellers

1
Citigroup
1
Citigroup
New York
$22.3M
2
FM
2
Forward Management
California
$203K
3
BAM
3
Broadmark Asset Management
California
$0
4
HI
4
Horizon Investments
North Carolina
$0
5
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$62.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
KC
176
Kingfisher Capital
North Carolina
$871K -$31.3K -171 -3%
SSG
177
Summit Securities Group
New York
$841K +$402K +2,200 +92%
CAS
178
Cue Advisory Services
Arizona
$832K +$27.4K +150 +3%
VFA
179
Voya Financial Advisors
Connecticut
$828K -$635K -3,505 -43%
CG
180
Cutler Group
California
$806K -$2.6M -14,241 -76%
EHPM
181
Emery Howard Portfolio Management
California
$802K +$10.2K +56 +1%
Daiwa Securities Group
182
Daiwa Securities Group
Japan
$795K +$338K +1,850 +74%
UR
183
USCA RIA
Texas
$792K -$161K -880 -17%
DSC
184
Duncker Streett & Co
Missouri
$763K +$366 +2 +0%
OC
185
Oppenheimer & Co
New York
$760K +$13.3K +73 +2%
DY
186
Dowling & Yahnke
California
$758K – – –
FA
187
FDx Advisors
Illinois
$752K -$754K -4,124 -50%
TAM
188
Tocqueville Asset Management
New York
$750K +$4.57K +25 +0.6%
CTI
189
Community Trust & Investment
Kentucky
$713K – – –
CTC
190
Central Trust Company
Missouri
$712K – – –
MWP
191
MYCIO Wealth Partners
Pennsylvania
$710K +$3.66K +20 +0.5%
BRF
192
B. Riley Financial
California
$678K -$15.5K -85 -2%
CAL
193
Capital Advisors Ltd
Ohio
$674K +$183 +1 +0%
EWM
194
Evercore Wealth Management
New York
$673K -$54.9K -300 -8%
SPC
195
Sigma Planning Corp
Michigan
$670K +$68.2K +373 +11%
SWP
196
Stratos Wealth Partners
Ohio
$666K +$18.5K +101 +3%
MCM
197
MAI Capital Management
Ohio
$645K +$18.3K +100 +3%
CWM
198
Concert Wealth Management
California
$641K +$20.7K +114 +3%
TD Asset Management
199
TD Asset Management
Ontario, Canada
$640K -$841K -4,600 -57%
AA
200
Alesco Advisors
New York
$627K -$48.4K -265 -7%
6 7
8
9 10